LPL Financial
UFOX

LPL Financial’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

LPL Financial’s Portfolio UFOX Stock Details UFOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$19.4M Buy
284,470
+7,903
+3% +$531K 0.01% 1490
2025
Q4 		$17.7M Sell
276,567
-1,085
-0.4% -$70.1K ﹤0.01% 1489
2025
Q3 		$17.1M Sell
277,652
-3,423
-1% -$195K 0.01% 1462
2025
Q2 		$14.8M Buy
281,075
+21,484
+8% +$968K ﹤0.01% 1442
2025
Q1 		$11M Sell
259,591
-1,116
-0.4% -$53K ﹤0.01% 1526
2024
Q4 		$12.4M Sell
260,707
-7,417
-3% -$341K 0.01% 1386
2024
Q3 		$11.6M Sell
268,124
-9,999
-4% -$415K 0.01% 1366
2024
Q2 		$11.6M Sell
278,123
-15,171
-5% -$592K 0.01% 1278
2024
Q1 		$11.5M Sell
293,294
-28,324
-9% -$1.06M 0.01% 1248
2023
Q4 		$11.5M Sell
321,618
-44,074
-12% -$1.42M 0.01% 1164
2023
Q3 		$11.4M Sell
365,692
-34,600
-9% -$1.13M 0.01% 1090
2023
Q2 		$13.5M Sell
400,292
-50,982
-11% -$1.62M 0.01% 972
2023
Q1 		$14.8M Sell
451,274
-151,151
-25% -$4.84M 0.01% 892
2022
Q4 		$18M Sell
602,425
-59,875
-9% -$1.81M 0.02% 752
2022
Q3 		$18.9M Buy
662,300
+57,874
+10% +$1.91M 0.02% 678
2022
Q2 		$19M Sell
604,426
-247,329
-29% -$8.47M 0.02% 664
2022
Q1 		$32M Sell
851,755
-193,801
-19% -$7.36M 0.03% 490
2021
Q4 		$43.6M Buy
1,045,556
+314,993
+43% +$12.4M 0.04% 393
2021
Q3 		$26.5M Sell
730,563
-32,429
-4% -$1.23M 0.02% 510
2021
Q2 		$29M Sell
762,992
-69,527
-8% -$2.54M 0.03% 459
2021
Q1 		$29.3M Buy
832,519
+119,508
+17% +$4.2M 0.03% 415
2020
Q4 		$24M Buy
713,011
+311,629
+78% +$9.73M 0.03% 413
2020
Q3 		$11.4M Buy
401,382
+80,642
+25% +$2.31M 0.02% 589
2020
Q2 		$8.75M Buy
320,740
+101,525
+46% +$2.57M 0.02% 640
2020
Q1 		$4.78M Buy
219,215
+104,656
+91% +$2.6M 0.01% 771
2019
Q4 		$3M Buy
114,559
+44,348
+63% +$1.11M 0.01% 1096
2019
Q3 		$1.72M Buy
+70,211
New +$1.71M ﹤0.01% 1360

Other funds holding UFOX

Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
KL
KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
NAMP
NorthStar Asset Management (Pennsylvania) Blue Bell, Pennsylvania $531M AUM 27.28% 1-Year Est. Return

LPL Financial's UFOX Position: Q1 2026 in Review

LPL Financial increased its Defiance Space and Connective Tech ETF (UFOX) stake by 2.9% in Q1 2026, buying an estimated $531K and bringing the position to 284,470 shares worth $19.4M. The position accounts for 0.01% of the portfolio, ranked #1490.

LPL Financial first reported a position in UFOX in Q3 2019 and has held it in 27 quarters since. The position peaked at $43.6M in Q4 2021. 161 funds tracked by Wall St. Rank hold UFOX as of Q1 2026.

  • LPL Financial held 284,470 shares of Defiance Space and Connective Tech ETF worth $19.4M as of Q1 2026.
  • LPL Financial bought 7,903 Defiance Space and Connective Tech ETF shares in Q1 2026, an estimated $531K.
  • Defiance Space and Connective Tech ETF made up 0.01% of LPL Financial's portfolio in Q1 2026, its #1490 holding.
  • LPL Financial first reported a position in Defiance Space and Connective Tech ETF in Q3 2019 and has held it in 27 quarters since.
  • LPL Financial's Defiance Space and Connective Tech ETF position peaked at $43.6M in Q4 2021.
  • 161 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.