BRWA
UFOX

B. Riley Wealth Advisors’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

B. Riley Wealth Advisors’s Portfolio UFOX Stock Details UFOX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-10,119
Closed -$423K – 1452
2024
Q2 		$423K Sell
10,119
-3,760
-27% -$147K 0.01% 890
2024
Q1 		$434K Buy
13,879
+1,554
+13% +$58.3K 0.01% 864
2023
Q4 		$442K Sell
12,325
-1,554
-11% -$50.2K 0.01% 875
2023
Q3 		$434K Sell
13,879
-254
-2% -$8.28K 0.01% 864
2023
Q2 		$476K Sell
14,133
-915
-6% -$29K 0.01% 878
2023
Q1 		$493K Sell
15,048
-690
-4% -$22.1K 0.01% 805
2022
Q4 		$470K Sell
15,738
-2,459
-14% -$74.2K 0.01% 810
2022
Q3 		$520K Sell
18,197
-242
-1% -$7.97K 0.02% 747
2022
Q2 		$581K Sell
18,439
-8,313
-31% -$285K 0.02% 598
2022
Q1 		$1M Sell
26,752
-5,283
-16% -$201K 0.03% 485
2021
Q4 		$1.34M Sell
32,035
-40,133
-56% -$1.58M 0.04% 444
2021
Q3 		$2.62M Buy
72,168
+36,245
+101% +$1.37M 0.08% 274
2021
Q2 		$1.37M Buy
35,923
+851
+2% +$31.1K 0.04% 426
2021
Q1 		$1.24M Buy
35,072
+7,336
+26% +$258K 0.04% 427
2020
Q4 		$932K Buy
27,736
+7,486
+37% +$234K 0.05% 354
2020
Q3 		$577K Buy
20,250
+688
+4% +$19.7K 0.03% 481
2020
Q2 		$534K Sell
19,562
-1,567
-7% -$39.6K 0.04% 439
2020
Q1 		$461K Sell
21,129
-2,429
-10% -$60.3K 0.04% 412
2019
Q4 		$618K Buy
23,558
+350
+2% +$8.72K 0.05% 353
2019
Q3 		$568K Buy
23,208
+3,160
+16% +$76.9K 0.06% 367
2019
Q2 		$481K Buy
+20,048
New +$490K 0.05% 391

Other funds holding UFOX

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
KL
KWMG LLC Overland Park, Kansas $1.38B AUM 33.35% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
ATC
Advantage Trust Company Salina, Kansas $284M AUM 24.42% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Advisors's UFOX Position: Q3 2024 in Review

B. Riley Wealth Advisors sold out of Defiance Space and Connective Tech ETF (UFOX) in Q3 2024, closing a stake of 10,119 shares — an estimated $423K sold.

B. Riley Wealth Advisors first reported a position in UFOX in Q2 2019 and held it in 21 quarters. The position peaked at $2.62M in Q3 2021. 150 funds tracked by Wall St. Rank hold UFOX as of Q3 2024.

  • B. Riley Wealth Advisors reported no remaining Defiance Space and Connective Tech ETF position as of Q3 2024 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 10,119 Defiance Space and Connective Tech ETF shares in Q3 2024, an estimated $423K.
  • B. Riley Wealth Advisors first reported a position in Defiance Space and Connective Tech ETF in Q2 2019 and held it in 21 quarters.
  • B. Riley Wealth Advisors's Defiance Space and Connective Tech ETF position peaked at $2.62M in Q3 2021.
  • 150 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q3 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.