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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPM
1476
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$769K ﹤0.01%
95,447
-678
-0.7% -$5.37K
CMU
1477
DELISTED
MFS High Yield Municipal Trust
CMU
$768K ﹤0.01%
162,367
-29,862
-16% -$141K
GDO
1478
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
$768K ﹤0.01%
42,118
-66,776
-61% -$1.17M
PSF icon
1479
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$767K ﹤0.01%
24,321
-1,057
-4% -$31.9K
SCCO icon
1480
Southern Copper
SCCO
$141B
$766K ﹤0.01%
19,448
+9,105
+88% +$317K
TAK icon
1481
Takeda Pharmaceutical
TAK
$55.1B
$766K ﹤0.01%
38,825
-1,305
-3% -$25K
DIN icon
1482
Dine Brands
DIN
$432M
$765K ﹤0.01%
9,156
+7,750
+551% +$602K
FAN icon
1483
First Trust Global Wind Energy ETF
FAN
$281M
$765K ﹤0.01%
52,286
-481
-0.9% -$6.63K
ERIE icon
1484
Erie Indemnity
ERIE
$11.7B
$762K ﹤0.01%
4,590
-278
-6% -$49.1K
SLRC icon
1485
SLR Investment Corp
SLRC
$706M
$760K ﹤0.01%
36,785
+18,870
+105% +$388K
BSJN
1486
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$760K ﹤0.01%
29,112
+6,481
+29% +$168K
DIEM icon
1487
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$69.1M
$758K ﹤0.01%
25,490
+884
+4% +$26.2K
JCE icon
1488
Nuveen Core Equity Alpha Fund
JCE
$279M
$758K ﹤0.01%
51,871
+5,054
+11% +$72.9K
RESP
1489
DELISTED
WisdomTree U.S. ESG Fund
RESP
$758K ﹤0.01%
20,580
-18,753
-48% -$663K
CS
1490
DELISTED
Credit Suisse Group
CS
$758K ﹤0.01%
56,244
-4,025
-7% -$51.4K
SMOG icon
1491
VanEck Low Carbon Energy ETF
SMOG
$128M
$753K ﹤0.01%
9,927
-19
-0.2% -$1.3K
SPH icon
1492
Suburban Propane Partners
SPH
$1.23B
$752K ﹤0.01%
34,425
+1,637
+5% +$37.6K
CMA
1493
DELISTED
Comerica
CMA
$750K ﹤0.01%
10,581
-232
-2% -$15.9K
GAB icon
1494
Gabelli Equity Trust
GAB
$1.74B
$749K ﹤0.01%
125,908
+14,324
+13% +$85K
ETO
1495
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$748K ﹤0.01%
28,821
+1,811
+7% +$46.9K
BGIO
1496
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$748K ﹤0.01%
75,896
+1,174
+2% +$11.3K
IFN
1497
Aberdeen India Fund
IFN
$488M
$747K ﹤0.01%
37,102
-3,068
-8% -$63.2K
LEN icon
1498
Lennar Class A
LEN
$20.4B
$747K ﹤0.01%
14,239
+2,364
+20% +$135K
SEIC icon
1499
SEI Investments
SEIC
$11.9B
$746K ﹤0.01%
11,381
-1,040
-8% -$64.7K
CSB icon
1500
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$271M
$745K ﹤0.01%
15,836
-4,927
-24% -$225K
58 59
60
61 62

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.