Ladenburg Thalmann Financial Services’s Western Asset Global Corporate Defined Opportunity Fund GDO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GDO Stock Details GDO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$768K	Sell	42,118 -66,776	-61%	-$1.17M	﹤0.01%	1478
2019 Q3	$1.9M	Sell	108,894 -2,427	-2%	-$41.8K	0.01%	836
2019 Q2	$1.91M	Sell	111,321 -7,780	-7%	-$131K	0.01%	824
2019 Q1	$1.96M	Buy	119,101 +3,311	+3%	+$53.7K	0.02%	783
2018 Q4	$1.73M	Sell	115,790 -1,590	-1%	-$24.4K	0.02%	733
2018 Q3	$1.9M	Buy	117,380 +34,199	+41%	+$562K	0.02%	747
2018 Q2	$1.39M	Hold	83,181	–	–	0.01%	874
2018 Q1	$1.39M	Buy	83,181 +11,500	+16%	+$198K	0.01%	874
2017 Q4	$1.29M	Buy	71,681 +7,187	+11%	+$130K	0.01%	910
2017 Q3	$1.18M	Buy	64,494 +10,591	+20%	+$192K	0.01%	894
2017 Q2	$960K	Buy	53,903 +873	+2%	+$15.5K	0.01%	963
2017 Q1	$924K	Buy	53,030 +16,435	+45%	+$285K	0.01%	943
2016 Q4	$626K	Buy	36,595 +3,664	+11%	+$62.6K	0.01%	1129
2016 Q3	$583K	Buy	32,931 +15,507	+89%	+$273K	0.01%	1101
2016 Q2	$296K	Buy	17,424 +16,461	+1,709%	+$278K	﹤0.01%	1421
2016 Q1	$16K	Hold	963	–	–	﹤0.01%	3402
2015 Q4	$15K	Buy	963 +513	+114%	+$8.44K	﹤0.01%	3425
2015 Q3	$7K	Sell	450 -100	-18%	-$1.66K	﹤0.01%	3741
2015 Q2	$9K	Hold	550	–	–	﹤0.01%	3740
2015 Q1	$10K	Hold	550	–	–	﹤0.01%	3638
2014 Q4	$10K	Buy	+550	New	+$9.8K	﹤0.01%	3416

Other funds holding GDO

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GDO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Western Asset Global Corporate Defined Opportunity Fund (GDO) stake by 61% in Q4 2019, selling an estimated $1.17M and leaving 42,118 shares worth $768K. The position accounts for ﹤0.01% of the portfolio, ranked #1478.

Ladenburg Thalmann Financial Services first reported a position in GDO in Q4 2014 and has held it in 21 quarters since. The position peaked at $1.96M in Q1 2019. 34 funds tracked by Wall St. Rank hold GDO as of Q4 2019.

Ladenburg Thalmann Financial Services held 42,118 shares of Western Asset Global Corporate Defined Opportunity Fund worth $768K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 66,776 Western Asset Global Corporate Defined Opportunity Fund shares in Q4 2019, an estimated $1.17M.
Western Asset Global Corporate Defined Opportunity Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1478 holding.
Ladenburg Thalmann Financial Services first reported a position in Western Asset Global Corporate Defined Opportunity Fund in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Western Asset Global Corporate Defined Opportunity Fund position peaked at $1.96M in Q1 2019.
34 funds tracked by Wall St. Rank held Western Asset Global Corporate Defined Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.