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GDO

Western Asset Global Corporate Defined Opportunity Fund

39 hedge funds and large institutions have $96.7M invested in Western Asset Global Corporate Defined Opportunity Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more funds holding

Funds holding: 3839 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $101M → $96.7M (-$4.06M)

2.79% less ownership

Funds ownership: 42%39.21% (-2.8%)

50% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 18

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
9
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21.1M -$901K -56,723 -4%
1CP
2
1607 Capital Partners
Virginia
$15.2M +$392K +24,662 +3%
Bank of America
3
Bank of America
North Carolina
$6.93M +$120K +7,551 +2%
Morgan Stanley
4
Morgan Stanley
New York
$6.58M -$553K -34,812 -8%
RCM
5
Rivernorth Capital Management
Florida
$6.57M -$31.9K -2,009 -0.5%
Invesco
6
Invesco
Georgia
$6.51M -$695K -43,788 -10%
PPA
7
Parametric Portfolio Associates
Washington
$5.7M -$617K -38,830 -10%
FIMG
8
Financial & Investment Management Group
Michigan
$4.7M -$2.84M -178,591 -39%
FC
9
FCA Corp
Texas
$4.08M +$15.3K +965 +0.4%
GC
10
Guggenheim Capital
Illinois
$3.77M -$559K -35,202 -13%
SCM
11
Saba Capital Management
New York
$2.62M -$2.36M -148,466 -48%
YMRC
12
Yorktown Management & Research Company
Virginia
$1.93M
Cohen & Steers
13
Cohen & Steers
New York
$1.46M +$124K +7,832 +10%
Stifel Financial
14
Stifel Financial
Missouri
$1.1M +$1.06M +66,817 New
CRC
15
Curi RMB Capital
Illinois
$794K -$24.5K -1,544 -3%
HFS
16
HL Financial Services
Kentucky
$742K -$48.9K -3,080 -6%
PCP
17
Proficio Capital Partners
Massachusetts
$697K +$284K +17,903 +73%
UBS Group
18
UBS Group
Switzerland
$676K -$447K -28,147 -41%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$659K -$24.1K -1,519 -4%
LPL Financial
20
LPL Financial
California
$655K -$1.12M -70,744 -64%
AAM
21
Advisors Asset Management
Colorado
$576K -$125K -7,888 -18%
Deutsche Bank
22
Deutsche Bank
Germany
$547K +$527K +33,200 New
CHAM
23
Clear Harbor Asset Management
Connecticut
$524K +$4.95K +312 +1%
Citigroup
24
Citigroup
New York
$482K -$120K -7,532 -20%
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
$451K +$438K +27,600 New

GDO Hedge Fund Activity: Q1 2016 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Western Asset Global Corporate Defined Opportunity Fund (GDO) for Q1 2016, worth a combined $96.7M — down 4% from $101M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GDO positions and 6 closed out — a net gain of 1 holder — while 9 added to existing stakes and 18 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $1.06M. The largest seller was Financial & Investment Management Group, cutting an estimated $2.84M.

  • 39 institutional investors held Western Asset Global Corporate Defined Opportunity Fund (GDO) as of Q1 2016, up from 38 in Q4 2015.
  • Funds reported $96.7M of Western Asset Global Corporate Defined Opportunity Fund stock for Q1 2016, down 4% quarter-over-quarter.
  • 7 funds opened new Western Asset Global Corporate Defined Opportunity Fund positions in Q1 2016 and 6 closed out, a net change of +1 holder.
  • The largest Western Asset Global Corporate Defined Opportunity Fund buyer in Q1 2016 was Stifel Financial, an estimated $1.06M added.
  • The largest Western Asset Global Corporate Defined Opportunity Fund seller in Q1 2016 was Financial & Investment Management Group, an estimated $2.84M sold.

Based on aggregated 13F filings for Q1 2016.