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GDO

Western Asset Global Corporate Defined Opportunity Fund

38 hedge funds and large institutions have $83.4M invested in Western Asset Global Corporate Defined Opportunity Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3738 (+1)

1.23% more ownership

Funds ownership: 31.34%32.57% (+1.2%)

0% more capital invested

Capital invested by funds: $83M → $83.4M (+$386K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
14
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24.7M +$7.53M +440,767 +44%
1CP
2
1607 Capital Partners
Virginia
$12.4M -$590K -34,506 -5%
Bank of America
3
Bank of America
North Carolina
$7.25M +$193K +11,289 +3%
Morgan Stanley
4
Morgan Stanley
New York
$6.9M -$117K -6,855 -2%
Invesco
5
Invesco
Georgia
$4.49M -$875K -51,212 -16%
FC
6
FCA Corp
Texas
$4.13M +$12.4K +727 +0.3%
RCM
7
Rivernorth Capital Management
Florida
$3.88M -$3.11M -182,158 -45%
GC
8
Guggenheim Capital
Illinois
$2.94M -$357K -20,898 -11%
Cohen & Steers
9
Cohen & Steers
New York
$1.68M
SIA
10
Sit Investment Associates
Minnesota
$1.46M -$52.7K -3,084 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.43M +$28.7K +1,680 +2%
Stifel Financial
12
Stifel Financial
Missouri
$1.27M -$260K -15,216 -17%
UBS Group
13
UBS Group
Switzerland
$1.26M -$99.9K -5,843 -7%
RJA
14
Raymond James & Associates
Florida
$1.06M -$112K -6,550 -10%
MGAM
15
McGowan Group Asset Management
Texas
$909K -$6.33K -370 -0.7%
HFS
16
HL Financial Services
Kentucky
$907K +$70.3K +4,114 +8%
PCP
17
Proficio Capital Partners
Massachusetts
$854K
SFS
18
Shaker Financial Services
Virginia
$817K +$645K +37,703 +375%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$626K +$62.6K +3,664 +11%
YMRC
20
Yorktown Management & Research Company
Virginia
$606K -$679K -39,700 -53%
AAM
21
Advisors Asset Management
Colorado
$561K -$2K -117 -0.4%
CHAM
22
Clear Harbor Asset Management
Connecticut
$531K -$6.67K -390 -1%
KIM
23
Karpus Investment Management
New York
$505K +$504K +29,475 New
Koshinski Asset Management
24
Koshinski Asset Management
Illinois
$447K -$45.7K -2,672 -9%
OC
25
Oppenheimer & Co
New York
$356K +$57.9K +3,388 +19%

GDO Hedge Fund Activity: Q4 2016 in Review

38 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Western Asset Global Corporate Defined Opportunity Fund (GDO) for Q4 2016, worth a combined $83.4M — up 0.47% from $83M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GDO positions and 2 closed out — a net gain of 1 holder — while 14 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.53M. The largest seller was Rivernorth Capital Management, cutting an estimated $3.11M.

  • 38 institutional investors held Western Asset Global Corporate Defined Opportunity Fund (GDO) as of Q4 2016, up from 37 in Q3 2016.
  • Funds reported $83.4M of Western Asset Global Corporate Defined Opportunity Fund stock for Q4 2016, up 0.47% quarter-over-quarter.
  • 3 funds opened new Western Asset Global Corporate Defined Opportunity Fund positions in Q4 2016 and 2 closed out, a net change of +1 holder.
  • The largest Western Asset Global Corporate Defined Opportunity Fund buyer in Q4 2016 was Wells Fargo, an estimated $7.53M added.
  • The largest Western Asset Global Corporate Defined Opportunity Fund seller in Q4 2016 was Rivernorth Capital Management, an estimated $3.11M sold.

Based on aggregated 13F filings for Q4 2016.