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GDO

Western Asset Global Corporate Defined Opportunity Fund

38 hedge funds and large institutions have $101M invested in Western Asset Global Corporate Defined Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more funds holding

Funds holding: 3738 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

5% less capital invested

Capital invested by funds: $106M → $101M (-$5.16M)

2.08% less ownership

Funds ownership: 44.08%42% (-2.1%)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
13
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$21.1M +$261K +15,855 +1%
1CP
2
1607 Capital Partners
Virginia
$14.2M +$19.8K +1,200 +0.1%
FIMG
3
Financial & Investment Management Group
Michigan
$7.32M -$1.01M -61,574 -12%
Invesco
4
Invesco
Georgia
$6.93M -$602K -36,548 -8%
Morgan Stanley
5
Morgan Stanley
New York
$6.85M -$114K -6,950 -2%
Bank of America
6
Bank of America
North Carolina
$6.52M -$512K -31,084 -7%
RCM
7
Rivernorth Capital Management
Florida
$6.32M -$371K -22,544 -5%
PPA
8
Parametric Portfolio Associates
Washington
$6.07M +$322K +19,554 +5%
SCM
9
Saba Capital Management
New York
$4.86M -$2.02M -122,669 -29%
GC
10
Guggenheim Capital
Illinois
$4.17M -$82.8K -5,032 -2%
FC
11
FCA Corp
Texas
$3.89M +$344K +20,917 +9%
YMRC
12
Yorktown Management & Research Company
Virginia
$1.85M -$181K -11,000 -9%
LPL Financial
13
LPL Financial
California
$1.77M +$770K +46,754 +73%
Cohen & Steers
14
Cohen & Steers
New York
$1.28M
UBS Group
15
UBS Group
Switzerland
$1.09M +$119K +7,230 +12%
CRC
16
Curi RMB Capital
Illinois
$785K +$818K +49,712 New
HFS
17
HL Financial Services
Kentucky
$760K -$53.6K -3,255 -6%
AA
18
AQR Arbitrage
Connecticut
$758K -$307K -18,659 -28%
AAM
19
Advisors Asset Management
Colorado
$677K -$145K -8,835 -17%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$655K +$1.93K +117 +0.3%
Citigroup
21
Citigroup
New York
$580K +$37.9K +2,304 +7%
CHAM
22
Clear Harbor Asset Management
Connecticut
$497K +$17.6K +1,070 +4%
LCM
23
Landscape Capital Management
New Jersey
$419K -$66.2K -4,022 -13%
PCP
24
Proficio Capital Partners
Massachusetts
$385K +$401K +24,391 New
SG Americas Securities
25
SG Americas Securities
New York
$291K +$303K +18,388 New

GDO Hedge Fund Activity: Q4 2015 in Review

38 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Western Asset Global Corporate Defined Opportunity Fund (GDO) for Q4 2015, worth a combined $101M — down 4.9% from $106M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GDO positions and 7 closed out — a net gain of 1 holder — while 13 added to existing stakes and 13 trimmed.

The largest buyer was Curi RMB Capital, opening a new position worth an estimated $818K. The largest seller was Relative Value Partners Group, exiting entirely with an estimated $2.28M sold.

  • 38 institutional investors held Western Asset Global Corporate Defined Opportunity Fund (GDO) as of Q4 2015, up from 37 in Q3 2015.
  • Funds reported $101M of Western Asset Global Corporate Defined Opportunity Fund stock for Q4 2015, down 4.9% quarter-over-quarter.
  • 8 funds opened new Western Asset Global Corporate Defined Opportunity Fund positions in Q4 2015 and 7 closed out, a net change of +1 holder.
  • The largest Western Asset Global Corporate Defined Opportunity Fund buyer in Q4 2015 was Curi RMB Capital, an estimated $818K added.
  • The largest Western Asset Global Corporate Defined Opportunity Fund seller in Q4 2015 was Relative Value Partners Group, an estimated $2.28M sold.

Based on aggregated 13F filings for Q4 2015.