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GDO

Western Asset Global Corporate Defined Opportunity Fund

34 hedge funds and large institutions have $64.1M invested in Western Asset Global Corporate Defined Opportunity Fund in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

1.84% more ownership

Funds ownership: 24.65%26.49% (+1.8%)

4% more capital invested

Capital invested by funds: $61.7M → $64.1M (+$2.4M)

6% less funds holding

Funds holding: 3634 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.9M +$475K +28,863 +4%
Bank of America
2
Bank of America
North Carolina
$8.48M +$88.3K +5,370 +1%
Morgan Stanley
3
Morgan Stanley
New York
$8.3M +$135K +8,199 +2%
FC
4
FCA Corp
Texas
$4.26M +$15.8K +964 +0.4%
1CP
5
1607 Capital Partners
Virginia
$3.43M -$80.6K -4,900 -2%
Invesco
6
Invesco
Georgia
$3.38M +$69.1K +4,201 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.77M +$125K +7,591 +5%
GC
8
Guggenheim Capital
Illinois
$2.41M -$65.9K -4,006 -3%
RCM
9
Rivernorth Capital Management
Florida
$2.41M +$535K +32,509 +28%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.9M +$562K +34,199 +41%
RJA
11
Raymond James & Associates
Florida
$1.79M +$127K +7,697 +7%
Cohen & Steers
12
Cohen & Steers
New York
$1.58M
Koshinski Asset Management
13
Koshinski Asset Management
Illinois
$1.4M +$557K +33,900 +65%
PPA
14
Parametric Portfolio Associates
Washington
$1.06M -$10.1K -616 -0.9%
FIMG
15
Financial & Investment Management Group
Michigan
$1M +$269K +16,338 +36%
UBS Group
16
UBS Group
Switzerland
$991K -$110K -6,674 -10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$856K +$327K +19,881 +60%
Ameriprise
18
Ameriprise
Minnesota
$788K +$310K +18,846 +63%
MGAM
19
McGowan Group Asset Management
Texas
$786K -$5.64K -343 -0.7%
CHAM
20
Clear Harbor Asset Management
Connecticut
$651K +$477K +29,013 +223%
SIA
21
Sit Investment Associates
Minnesota
$582K -$1.64K -100 -0.3%
SFS
22
Shaker Financial Services
Virginia
$520K +$528K +32,127 New
HFS
23
HL Financial Services
Kentucky
$472K -$12.1K -733 -2%
CAN
24
Cetera Advisor Networks
California
$339K +$345K +20,982 New
CCB
25
Cutter & Co Brokerage
Missouri
$243K +$247K +15,000 New

GDO Hedge Fund Activity: Q3 2018 in Review

34 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Western Asset Global Corporate Defined Opportunity Fund (GDO) for Q3 2018, worth a combined $64.1M — up 3.9% from $61.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GDO and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 17 added.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $562K. The largest seller was Clough Capital Partners, exiting entirely with an estimated $202K sold.

  • 34 institutional investors held Western Asset Global Corporate Defined Opportunity Fund (GDO) as of Q3 2018, down from 36 in Q2 2018.
  • Funds reported $64.1M of Western Asset Global Corporate Defined Opportunity Fund stock for Q3 2018, up 3.9% quarter-over-quarter.
  • 4 funds opened new Western Asset Global Corporate Defined Opportunity Fund positions in Q3 2018 and 6 closed out, a net change of -2 holders.
  • The largest Western Asset Global Corporate Defined Opportunity Fund buyer in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $562K added.
  • The largest Western Asset Global Corporate Defined Opportunity Fund seller in Q3 2018 was Clough Capital Partners, an estimated $202K sold.

Based on aggregated 13F filings for Q3 2018.