LTFS
RESP

Ladenburg Thalmann Financial Services’s WisdomTree U.S. ESG Fund RESP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RESP Stock Details RESP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$758K Sell
20,580
-18,753
-48% -$663K ﹤0.01% 1489
2019
Q3 		$1.33M Buy
39,333
+1,835
+5% +$61.7K 0.01% 1044
2019
Q2 		$1.25M Sell
37,498
-1,373
-4% -$45.2K 0.01% 1069
2019
Q1 		$1.25M Sell
38,871
-3,549
-8% -$111K 0.01% 1031
2018
Q4 		$1.21M Buy
42,420
+851
+2% +$26.6K 0.01% 930
2018
Q3 		$1.39M Buy
41,569
+382
+0.9% +$12.6K 0.01% 910
2018
Q2 		$1.28M Hold
41,187
– – 0.01% 919
2018
Q1 		$1.28M Buy
41,187
+814
+2% +$26.3K 0.01% 919
2017
Q4 		$1.29M Buy
40,373
+248
+0.6% +$7.69K 0.01% 915
2017
Q3 		$1.2M Buy
40,125
+1,497
+4% +$43.6K 0.01% 884
2017
Q2 		$1.1M Buy
38,628
+12,276
+47% +$347K 0.01% 890
2017
Q1 		$735K Buy
26,352
+6,570
+33% +$181K 0.01% 1072
2016
Q4 		$526K Buy
19,782
+2,100
+12% +$53.8K 0.01% 1216
2016
Q3 		$442K Sell
17,682
-201
-1% -$4.98K 0.01% 1260
2016
Q2 		$423K Buy
17,883
+309
+2% +$7.37K 0.01% 1222
2016
Q1 		$419K Buy
17,574
+27
+0.2% +$607 0.01% 1153
2015
Q4 		$416K Buy
17,547
+9,774
+126% +$234K 0.01% 1124
2015
Q3 		$175K Buy
7,773
+30
+0.4% +$716 ﹤0.01% 1575
2015
Q2 		$190K Buy
7,743
+18
+0.2% +$451 ﹤0.01% 1641
2015
Q1 		$192K Buy
7,725
+1,662
+27% +$40.9K ﹤0.01% 1603
2014
Q4 		$150K Buy
6,063
+15
+0.2% +$361 ﹤0.01% 1630
2014
Q3 		$143K Buy
6,048
+12
+0.2% +$285 ﹤0.01% 1395
2014
Q2 		$142K Buy
6,036
+12
+0.2% +$275 ﹤0.01% 1386
2014
Q1 		$136K Buy
6,024
+15
+0.2% +$331 ﹤0.01% 1332
2013
Q4 		$134K Buy
6,009
+15
+0.3% +$319 ﹤0.01% 1289
2013
Q3 		$121K Buy
5,994
+12
+0.2% +$242 ﹤0.01% 1285
2013
Q2 		$116K Buy
+5,982
New +$115K ﹤0.01% 1244

Other funds holding RESP

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BSAM
Blue Sky Asset Management Greenwood Village, Colorado $25.7M AUM 20.46% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
SF
Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return
ST
Spinnaker Trust Portland, Maine $1.81B AUM 17.83% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RESP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its WisdomTree U.S. ESG Fund (RESP) stake by 48% in Q4 2019, selling an estimated $663K and leaving 20,580 shares worth $758K. The position accounts for ﹤0.01% of the portfolio, ranked #1489.

Ladenburg Thalmann Financial Services first reported a position in RESP in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.39M in Q3 2018. 32 funds tracked by Wall St. Rank hold RESP as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 20,580 shares of WisdomTree U.S. ESG Fund worth $758K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 18,753 WisdomTree U.S. ESG Fund shares in Q4 2019, an estimated $663K.
  • WisdomTree U.S. ESG Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1489 holding.
  • Ladenburg Thalmann Financial Services first reported a position in WisdomTree U.S. ESG Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's WisdomTree U.S. ESG Fund position peaked at $1.39M in Q3 2018.
  • 32 funds tracked by Wall St. Rank held WisdomTree U.S. ESG Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.