Ladenburg Thalmann Financial Services’s Pennant Park Investment Corp PNNT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$781K	Buy	119,513 +64,970	+119%	+$404K	﹤0.01%	1458
2019 Q3	$342K	Sell	54,543 -67,705	-55%	-$433K	﹤0.01%	2061
2019 Q2	$772K	Buy	122,248 +396	+0.3%	+$2.67K	0.01%	1406
2019 Q1	$842K	Buy	121,852 +7,500	+7%	+$52.8K	0.01%	1299
2018 Q4	$728K	Sell	114,352 -18,665	-14%	-$133K	0.01%	1254
2018 Q3	$992K	Buy	133,017 +65,828	+98%	+$495K	0.01%	1124
2018 Q2	$449K	Hold	67,189	–	–	﹤0.01%	1641
2018 Q1	$449K	Sell	67,189 -16,056	-19%	-$111K	﹤0.01%	1641
2017 Q4	$575K	Sell	83,245 -56,978	-41%	-$422K	0.01%	1447
2017 Q3	$1.05M	Buy	140,223 +18,962	+16%	+$143K	0.01%	964
2017 Q2	$896K	Buy	121,261 +40,066	+49%	+$309K	0.01%	1011
2017 Q1	$661K	Buy	81,195 +4,807	+6%	+$38.7K	0.01%	1139
2016 Q4	$585K	Buy	76,388 +4,640	+6%	+$35.2K	0.01%	1166
2016 Q3	$539K	Buy	71,748 +1,974	+3%	+$14.9K	0.01%	1153
2016 Q2	$477K	Sell	69,774 -3,704	-5%	-$24K	0.01%	1157
2016 Q1	$446K	Buy	73,478 +269	+0.4%	+$1.54K	0.01%	1124
2015 Q4	$452K	Buy	73,209 +431	+0.6%	+$2.93K	0.01%	1082
2015 Q3	$471K	Sell	72,778 -407	-0.6%	-$3.13K	0.01%	1003
2015 Q2	$643K	Sell	73,185 -31,339	-30%	-$293K	0.01%	934
2015 Q1	$945K	Sell	104,524 -6,739	-6%	-$62K	0.02%	714
2014 Q4	$1.06M	Buy	111,263 +20,398	+22%	+$214K	0.02%	570
2014 Q3	$991K	Buy	90,865 +9,528	+12%	+$110K	0.03%	508
2014 Q2	$932K	Buy	81,337 +7,351	+10%	+$80.6K	0.03%	529
2014 Q1	$818K	Buy	73,986 +690	+0.9%	+$7.78K	0.02%	537
2013 Q4	$850K	Sell	73,296 -8,900	-11%	-$102K	0.03%	502
2013 Q3	$926K	Sell	82,196 -3,000	-4%	-$34.2K	0.03%	439
2013 Q2	$942K	Buy	+85,196	New	+$951K	0.03%	413

Other funds holding PNNT

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PNNT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Pennant Park Investment Corp (PNNT) stake by 119% in Q4 2019, buying an estimated $404K and bringing the position to 119,513 shares worth $781K. The position accounts for ﹤0.01% of the portfolio, ranked #1458.

Ladenburg Thalmann Financial Services first reported a position in PNNT in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.06M in Q4 2014. 108 funds tracked by Wall St. Rank hold PNNT as of Q4 2019.

Ladenburg Thalmann Financial Services held 119,513 shares of Pennant Park Investment Corp worth $781K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 64,970 Pennant Park Investment Corp shares in Q4 2019, an estimated $404K.
Pennant Park Investment Corp made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1458 holding.
Ladenburg Thalmann Financial Services first reported a position in Pennant Park Investment Corp in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Pennant Park Investment Corp position peaked at $1.06M in Q4 2014.
108 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.