PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $268M invested in Pennant Park Investment Corp in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 38 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-14
Holders Change %
-9.86%
% of All Funds
3.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
18
Increased
42
Reduced
38
Closed
32
Calls
$98K
Puts
$167K
Net Calls
-$69K
Net Calls Change
+$340K

Top Buyers

1
DFG
Delphi Financial Group
Delaware
$11.6M
2
Two Sigma Advisers
Two Sigma Advisers
New York
$9.92M
3
AAM
Advisors Asset Management
Colorado
$29.5M
4
Two Sigma Investments
Two Sigma Investments
New York
$8.51M
5
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
$2.42M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
$0
2
KCM
Kennedy Capital Management
Missouri
$0
3
Deutsche Bank
Deutsche Bank
Germany
$1.56M
4
PP
Paloma Partners
Connecticut
$0
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$15.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$29.5M +$3.36M +307,697 +13%
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$23.9M -$156K -14,296 -0.6%
U
3
UBS
Switzerland
$22.4M -$1.69M -154,948 -7%
Invesco
4
Invesco
Georgia
$16.7M -$966K -88,514 -5%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$15.1M -$3.01M -276,132 -17%
DFG
6
Delphi Financial Group
Delaware
$11.6M +$11.6M +1,062,337 New
CHA
7
Cedar Hill Associates
Illinois
$10.6M -$237K -21,750 -2%
CIM
8
Confluence Investment Management
Missouri
$10M +$126K +11,537 +1%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$9.92M +$5.08M +465,900 +105%
Two Sigma Investments
10
Two Sigma Investments
New York
$8.51M +$2.86M +262,098 +51%
YMRC
11
Yorktown Management & Research Company
Virginia
$6.49M +$469K +43,000 +8%
SAM
12
Selway Asset Management
$5.71M -$588K -53,885 -9%
Wells Fargo
13
Wells Fargo
California
$5.41M -$811K -74,291 -13%
ACM
14
Advisors Capital Management
New Jersey
$4.71M +$1.37M +125,976 +41%
Goldman Sachs
15
Goldman Sachs
New York
$4.33M -$394K -36,125 -8%
Nuveen Asset Management
16
Nuveen Asset Management
Illinois
$4.3M -$645K -59,119 -13%
Morgan Stanley
17
Morgan Stanley
New York
$3.97M -$866K -79,327 -18%
WFI
18
West Family Investments
California
$3.88M +$521K +47,750 +16%
BG
19
BlackRock Group
United Kingdom
$3.6M -$590K -54,045 -14%
GC
20
Guggenheim Capital
Illinois
$3.4M +$1.04M +95,385 +44%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$2.89M +$88.5K +8,115 +3%
Millennium Management
22
Millennium Management
New York
$2.85M +$1.11M +101,592 +64%
Fiera Capital (Canada)
23
Fiera Capital (Canada)
Quebec, Canada
$2.42M +$2.42M +221,900 New
ACI
24
Alpha Cubed Investments
California
$2.37M +$2.37M +217,593 New
SCM
25
Sterneck Capital Management
Missouri
$2.34M +$93.5K +8,570 +4%
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