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PNNT

Pennant Park Investment Corp
PNNT

128 hedge funds and large institutions have $328M invested in Pennant Park Investment Corp in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

26% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 39

8% more funds holding

Funds holding: 118 → 128 (+10)

2% less capital invested

Capital invested by funds: $334M → $328M (-$6.83M)

40% less call options, than puts

Call options by funds: $128K | Put options by funds: $215K

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
128
Holders Change
+10
Holders Change %
+8.47%
% of All Funds
4.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
49
Reduced
39
Closed
6
Calls
$128K
Puts
$215K
Net Calls
-$87K
Net Calls Change
-$87K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$2.8M
2
BFA
BlackRock Fund Advisors
California
+$2.19M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.54M
4
U
UBS
Switzerland
+$1.39M
5
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
+$1.35M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$8.27M
2
AQR Capital Management
AQR Capital Management
Connecticut
-$2.74M
3
SCM
Silver Capital Management
New York
-$2.48M
4
SAM
Selway Asset Management
-$2.1M
5
AIM
ADAR Investment Management
New Jersey
-$2.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$29M -$285K -24,982 -1%
BFA
2
BlackRock Fund Advisors
California
$21.4M +$2.19M +191,631 +11%
U
3
UBS
Switzerland
$21.1M +$1.39M +121,982 +7%
AAM
4
Advisors Asset Management
Colorado
$21M +$2.8M +245,282 +15%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$19.4M -$3.42K -300 -0%
Invesco
6
Invesco
Georgia
$17.2M +$600K +52,585 +4%
State Street
7
State Street
Massachusetts
$15M +$82.6K +7,244 +0.5%
Goldman Sachs
8
Goldman Sachs
New York
$12.9M -$1.88M -164,597 -13%
CIM
9
Confluence Investment Management
Missouri
$11.6M -$412K -36,142 -3%
CHA
10
Cedar Hill Associates
Illinois
$10.8M +$505K +44,300 +5%
BIT
11
BlackRock Institutional Trust
California
$9.97M +$56.5K +4,953 +0.6%
KCM
12
Kennedy Capital Management
Missouri
$9.18M -$50.2K -4,398 -0.5%
Northern Trust
13
Northern Trust
Illinois
$9.1M +$237K +20,804 +3%
Vanguard Group
14
Vanguard Group
Pennsylvania
$8.58M +$180K +15,741 +2%
American Century Companies
15
American Century Companies
Missouri
$8.21M -$1.45M -126,803 -15%
N
16
Nuveen
North Carolina
$7.59M +$349K +30,633 +5%
YMRC
17
Yorktown Management & Research Company
Virginia
$5.76M – – –
Wells Fargo
18
Wells Fargo
California
$5.06M +$291K +25,497 +6%
BG
19
BlackRock Group
United Kingdom
$4.89M -$182K -15,972 -4%
Deutsche Bank
20
Deutsche Bank
Germany
$4.2M +$549K +48,082 +15%
TCIM
21
TIAA CREF Investment Management
New York
$3.51M +$10.2K +898 +0.3%
WFI
22
West Family Investments
California
$3.47M – – –
TC
23
TFS Capital
Pennsylvania
$2.99M -$498K -43,647 -14%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$2.98M -$588K -51,554 -16%
AQR Capital Management
25
AQR Capital Management
Connecticut
$2.93M -$2.74M -239,858 -48%
1
2 3 4 5

PNNT Hedge Fund Activity: Q3 2013 in Review

128 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q3 2013, worth a combined $328M — down 2% from $334M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PNNT positions and 6 closed out — a net gain of 11 holders — while 49 added to existing stakes and 39 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.8M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $8.27M sold.

  • 128 institutional investors held Pennant Park Investment Corp (PNNT) as of Q3 2013, up from 118 in Q2 2013.
  • Funds reported $328M of Pennant Park Investment Corp stock for Q3 2013, down 2% quarter-over-quarter.
  • 17 funds opened new Pennant Park Investment Corp positions in Q3 2013 and 6 closed out, a net change of +11 holders.
  • The largest Pennant Park Investment Corp buyer in Q3 2013 was Advisors Asset Management, an estimated $2.8M added.
  • The largest Pennant Park Investment Corp seller in Q3 2013 was Sit Investment Associates, an estimated $8.27M sold.

Based on aggregated 13F filings for Q3 2013.