U
PNNT

UBS’s Pennant Park Investment Corp PNNT Stock Holding History

UBS’s Portfolio PNNT Stock Details PNNT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$22.4M Sell
2,048,717
-154,948
-7% -$1.78M 0.02% 890
2014
Q2 		$25.3M Buy
2,203,665
+171,890
+8% +$1.88M 0.02% 748
2014
Q1 		$22.5M Buy
2,031,775
+7,958
+0.4% +$89.7K 0.02% 737
2013
Q4 		$23.5M Buy
2,023,817
+155,979
+8% +$1.79M 0.02% 712
2013
Q3 		$21.1M Buy
1,867,838
+121,982
+7% +$1.39M 0.02% 683
2013
Q2 		$19.3M Buy
+1,745,856
New +$19.5M 0.02% 669

Other funds holding PNNT

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

UBS's PNNT Position: Q3 2014 in Review

UBS reduced its Pennant Park Investment Corp (PNNT) stake by 7% in Q3 2014, selling an estimated $1.78M and leaving 2,048,717 shares worth $22.4M. The position accounts for 0.02% of the portfolio, ranked #890.

UBS first reported a position in PNNT in Q2 2013 and has held it in 6 quarters since. The position peaked at $25.3M in Q2 2014. 128 funds tracked by Wall St. Rank hold PNNT as of Q3 2014.

  • UBS held 2,048,717 shares of Pennant Park Investment Corp worth $22.4M as of Q3 2014.
  • UBS sold 154,948 Pennant Park Investment Corp shares in Q3 2014, an estimated $1.78M.
  • Pennant Park Investment Corp made up 0.02% of UBS's portfolio in Q3 2014, its #890 holding.
  • UBS first reported a position in Pennant Park Investment Corp in Q2 2013 and has held it in 6 quarters since.
  • UBS's Pennant Park Investment Corp position peaked at $25.3M in Q2 2014.
  • 128 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.