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PNNT

Pennant Park Investment Corp

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 12

4% more funds holding

Funds holding: 128133 (+5)

8% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 40

4% more capital invested

Capital invested by funds: $328M → $339M (+$11.9M)

58% less call options, than puts

Call options by funds: $169K | Put options by funds: $400K

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$29.2M -$618K -53,926 -2%
U
2
UBS
Switzerland
$23.5M +$1.79M +155,979 +8%
AAM
3
Advisors Asset Management
Colorado
$22.5M +$911K +79,443 +4%
BFA
4
BlackRock Fund Advisors
California
$21.3M -$668K -58,218 -3%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$19.3M -$664K -57,928 -3%
State Street
6
State Street
Massachusetts
$17M +$1.49M +130,373 +10%
Invesco
7
Invesco
Georgia
$16.4M -$1.22M -106,087 -7%
Goldman Sachs
8
Goldman Sachs
New York
$13.3M +$16.9K +1,477 +0.1%
CHA
9
Cedar Hill Associates
Illinois
$11.1M +$30.4K +2,650 +0.3%
CIM
10
Confluence Investment Management
Missouri
$10.7M -$1.26M -109,593 -11%
BIT
11
BlackRock Institutional Trust
California
$9.6M -$644K -56,203 -6%
Northern Trust
12
Northern Trust
Illinois
$9.34M -$19.1K -1,669 -0.2%
Vanguard Group
13
Vanguard Group
Pennsylvania
$9.28M +$429K +37,392 +5%
N
14
Nuveen
North Carolina
$7.82M +$12.9K +1,128 +0.2%
KCM
15
Kennedy Capital Management
Missouri
$7.66M -$1.76M -153,748 -19%
American Century Companies
16
American Century Companies
Missouri
$7.17M -$1.27M -110,973 -15%
YMRC
17
Yorktown Management & Research Company
Virginia
$5.94M
BG
18
BlackRock Group
United Kingdom
$5.22M +$189K +16,491 +4%
Wells Fargo
19
Wells Fargo
California
$5.09M -$117K -10,216 -2%
TCIM
20
TIAA CREF Investment Management
New York
$3.62M
WFI
21
West Family Investments
California
$3.57M
TC
22
TFS Capital
Pennsylvania
$3.12M +$42.2K +3,683 +1%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$3.01M +$103K +8,971 +4%
Deutsche Bank
24
Deutsche Bank
Germany
$3M -$1.3M -113,760 -31%
AQR Capital Management
25
AQR Capital Management
Connecticut
$2.99M -$32.2K -2,811 -1%

PNNT Hedge Fund Activity: Q4 2013 in Review

133 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q4 2013, worth a combined $339M — up 3.6% from $328M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PNNT positions and 12 closed out — a net gain of 6 holders — while 43 added to existing stakes and 40 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $2.14M. The largest seller was Kennedy Capital Management, cutting an estimated $1.76M.

  • 133 institutional investors held Pennant Park Investment Corp (PNNT) as of Q4 2013, up from 128 in Q3 2013.
  • Funds reported $339M of Pennant Park Investment Corp stock for Q4 2013, up 3.6% quarter-over-quarter.
  • 18 funds opened new Pennant Park Investment Corp positions in Q4 2013 and 12 closed out, a net change of +6 holders.
  • The largest Pennant Park Investment Corp buyer in Q4 2013 was Advisory Research, an estimated $2.14M added.
  • The largest Pennant Park Investment Corp seller in Q4 2013 was Kennedy Capital Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2013.