PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K

Top Buyers

1
AR
1
Advisory Research
Illinois
$2.16M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$2.16M
3
U
3
UBS
Switzerland
$23.5M
4
State Street
4
State Street
Massachusetts
$17M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$1.19M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$7.66M
2
Deutsche Bank
2
Deutsche Bank
Germany
$3M
3
American Century Companies
3
American Century Companies
Missouri
$7.17M
4
CIM
4
Confluence Investment Management
Missouri
$10.7M
5
Invesco
5
Invesco
Georgia
$16.4M
Name Market Value Shares Shares
Change 		Shares
Change %
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$29.2M 2,516,893 -53,926 -2%
U
2
UBS
Switzerland
$23.5M 2,023,817 +155,979 +8%
AAM
3
Advisors Asset Management
Colorado
$22.5M 1,942,878 +79,443 +4%
BFA
4
BlackRock Fund Advisors
California
$21.3M 1,835,162 -58,218 -3%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$19.3M 1,666,372 -57,928 -3%
State Street
6
State Street
Massachusetts
$17M 1,465,250 +130,373 +10%
Invesco
7
Invesco
Georgia
$16.4M 1,414,334 -106,087 -7%
Goldman Sachs
8
Goldman Sachs
New York
$13.3M 1,142,249 +1,477 +0.1%
CHA
9
Cedar Hill Associates
Illinois
$11.1M 956,000 +2,650 +0.3%
CIM
10
Confluence Investment Management
Missouri
$10.7M 919,901 -109,593 -11%
BIT
11
BlackRock Institutional Trust
California
$9.6M 827,484 -56,203 -6%
Northern Trust
12
Northern Trust
Illinois
$9.34M 804,970 -1,669 -0.2%
Vanguard Group
13
Vanguard Group
Pennsylvania
$9.28M 799,606 +37,392 +5%
Nuveen Asset Management
14
Nuveen Asset Management
Illinois
$7.82M 674,257 +1,128 +0.2%
KCM
15
Kennedy Capital Management
Missouri
$7.66M 660,014 -153,748 -19%
American Century Companies
16
American Century Companies
Missouri
$7.17M 618,443 -110,973 -15%
YMRC
17
Yorktown Management & Research Company
Virginia
$5.94M 512,000 – –
BG
18
BlackRock Group
United Kingdom
$5.22M 450,221 +16,491 +4%
Wells Fargo
19
Wells Fargo
California
$5.09M 438,482 -10,216 -2%
TCIM
20
TIAA CREF Investment Management
New York
$3.62M 312,004 – –
WFI
21
West Family Investments
California
$3.57M 307,624 – –
TC
22
TFS Capital
Pennsylvania
$3.12M 268,956 +3,683 +1%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$3.01M 259,789 +8,971 +4%
Deutsche Bank
24
Deutsche Bank
Germany
$3M 258,896 -113,760 -31%
AQR Capital Management
25
AQR Capital Management
Connecticut
$2.99M 257,600 -2,811 -1%
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