Advisory Research’s Pennant Park Investment Corp PNNT Stock Holding History

Advisory Research’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-124,059	Closed	-$1.18M	–	350
2014 Q4	$1.18M	Sell	124,059 -12,490	-9%	-$131K	0.01%	239
2014 Q3	$1.49M	Buy	136,549 +26,510	+24%	+$305K	0.01%	223
2014 Q2	$1.26M	Buy	110,039 +9,110	+9%	+$99.9K	0.01%	238
2014 Q1	$1.11M	Sell	100,929 -85,421	-46%	-$963K	0.01%	232
2013 Q4	$2.16M	Buy	+186,350	New	+$2.14M	0.02%	193

Other funds holding PNNT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Advisory Research's PNNT Position: Q1 2015 in Review

Advisory Research sold out of Pennant Park Investment Corp (PNNT) in Q1 2015, closing a stake of 124,059 shares — an estimated $1.18M sold.

Advisory Research first reported a position in PNNT in Q4 2013 and held it in 5 quarters. The position peaked at $2.16M in Q4 2013. 135 funds tracked by Wall St. Rank hold PNNT as of Q1 2015.

Advisory Research reported no remaining Pennant Park Investment Corp position as of Q1 2015 after selling out during the quarter.
Advisory Research sold 124,059 Pennant Park Investment Corp shares in Q1 2015, an estimated $1.18M.
Advisory Research first reported a position in Pennant Park Investment Corp in Q4 2013 and held it in 5 quarters.
Advisory Research's Pennant Park Investment Corp position peaked at $2.16M in Q4 2013.
135 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q1 2015.

Based on Advisory Research's 13F filing for Q1 2015, filed 15 May 2015.