State Street’s Pennant Park Investment Corp PNNT Stock Holding History

State Street’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-64,638	Closed	-$567K	–	3736
2015 Q2	$567K	Hold	64,638	–	–	﹤0.01%	3347
2015 Q1	$585K	Hold	64,638	–	–	﹤0.01%	3345
2014 Q4	$616K	Sell	64,638 -24	-0%	-$251	﹤0.01%	3351
2014 Q3	$706K	Sell	64,662 -21,937	-25%	-$252K	﹤0.01%	3327
2014 Q2	$991K	Sell	86,599 -1,240,462	-93%	-$13.6M	﹤0.01%	3253
2014 Q1	$14.7M	Sell	1,327,061 -138,189	-9%	-$1.56M	﹤0.01%	1987
2013 Q4	$17M	Buy	1,465,250 +130,373	+10%	+$1.49M	﹤0.01%	1865
2013 Q3	$15M	Buy	1,334,877 +7,244	+0.5%	+$82.6K	﹤0.01%	1882
2013 Q2	$14.7M	Buy	+1,327,633	New	+$14.8M	﹤0.01%	1823

Other funds holding PNNT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

State Street's PNNT Position: Q3 2015 in Review

State Street sold out of Pennant Park Investment Corp (PNNT) in Q3 2015, closing a stake of 64,638 shares — an estimated $567K sold.

State Street first reported a position in PNNT in Q2 2013 and held it in 9 quarters. The position peaked at $17M in Q4 2013. 126 funds tracked by Wall St. Rank hold PNNT as of Q3 2015.

State Street reported no remaining Pennant Park Investment Corp position as of Q3 2015 after selling out during the quarter.
State Street sold 64,638 Pennant Park Investment Corp shares in Q3 2015, an estimated $567K.
State Street first reported a position in Pennant Park Investment Corp in Q2 2013 and held it in 9 quarters.
State Street's Pennant Park Investment Corp position peaked at $17M in Q4 2013.
126 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q3 2015.

Based on State Street's 13F filing for Q3 2015, filed 16 Nov 2015.