Ladenburg Thalmann Financial Services’s Invesco China Technology ETF CQQQ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CQQQ Stock Details CQQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$778K	Sell	14,819 -625	-4%	-$30.8K	﹤0.01%	1461
2019 Q3	$706K	Buy	15,444 +2,970	+24%	+$135K	﹤0.01%	1491
2019 Q2	$566K	Buy	12,474 +2,115	+20%	+$99.6K	﹤0.01%	1646
2019 Q1	$508K	Buy	10,359 +4,095	+65%	+$186K	﹤0.01%	1683
2018 Q4	$246K	Sell	6,264 -5,544	-47%	-$234K	﹤0.01%	2073
2018 Q3	$568K	Buy	11,808 +7,555	+178%	+$386K	﹤0.01%	1501
2018 Q2	$255K	Hold	4,253	–	–	﹤0.01%	2045
2018 Q1	$255K	Sell	4,253 -70	-2%	-$4.43K	﹤0.01%	2045
2017 Q4	$263K	Sell	4,323 -553	-11%	-$33.6K	﹤0.01%	2008
2017 Q3	$279K	Buy	+4,876	New	+$259K	﹤0.01%	1852
2017 Q2	–	Sell	-3,368	Closed	-$142K	–	4879
2017 Q1	$142K	Buy	+3,368	New	+$135K	﹤0.01%	2161
2014 Q1	–	Sell	-2,800	Closed	-$98K	–	3766
2013 Q4	$98K	Buy	+2,800	New	+$94.7K	﹤0.01%	1489

Other funds holding CQQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

CGA

Crescent Grove Advisors Lake Forest, Illinois $1.04B AUM 17.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CQQQ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Invesco China Technology ETF (CQQQ) stake by 4% in Q4 2019, selling an estimated $30.8K and leaving 14,819 shares worth $778K. The position accounts for ﹤0.01% of the portfolio, ranked #1461.

Ladenburg Thalmann Financial Services first reported a position in CQQQ in Q4 2013 and has held it in 12 quarters since. 90 funds tracked by Wall St. Rank hold CQQQ as of Q4 2019.

Ladenburg Thalmann Financial Services held 14,819 shares of Invesco China Technology ETF worth $778K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 625 Invesco China Technology ETF shares in Q4 2019, an estimated $30.8K.
Invesco China Technology ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1461 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco China Technology ETF in Q4 2013 and has held it in 12 quarters since.
90 funds tracked by Wall St. Rank held Invesco China Technology ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.