Ladenburg Thalmann Financial Services’s Invesco S&P 500 Equal Weight Utilities ETF RSPU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RSPU Stock Details RSPU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$740K	Sell	13,926 -5,908	-30%	-$308K	﹤0.01%	1504
2019 Q3	$1.06M	Sell	19,834 -2,584	-12%	-$132K	0.01%	1211
2019 Q2	$1.11M	Buy	22,418 +860	+4%	+$41.8K	0.01%	1160
2019 Q1	$1.04M	Sell	21,558 -3,068	-12%	-$142K	0.01%	1164
2018 Q4	$1.09M	Buy	24,626 +4,988	+25%	+$226K	0.01%	991
2018 Q3	$861K	Sell	19,638 -1,038	-5%	-$45.5K	0.01%	1223
2018 Q2	$854K	Hold	20,676	–	–	0.01%	1159
2018 Q1	$854K	Sell	20,676 -3,058	-13%	-$125K	0.01%	1159
2017 Q4	$1.02M	Sell	23,734 -20,958	-47%	-$927K	0.01%	1066
2017 Q3	$1.93M	Buy	44,692 +15,360	+52%	+$673K	0.02%	640
2017 Q2	$1.24M	Buy	29,332 +5,712	+24%	+$245K	0.01%	826
2017 Q1	$996K	Buy	23,620 +12,890	+120%	+$535K	0.01%	899
2016 Q4	$434K	Sell	10,730 -10,938	-50%	-$433K	0.01%	1352
2016 Q3	$877K	Sell	21,668 -15,016	-41%	-$634K	0.01%	868
2016 Q2	$1.6M	Sell	36,684 -5,686	-13%	-$235K	0.03%	551
2016 Q1	$1.76M	Buy	42,370 +38,174	+910%	+$1.46M	0.03%	474
2015 Q4	$152K	Sell	4,196 -10,152	-71%	-$367K	﹤0.01%	1768
2015 Q3	$509K	Sell	14,348 -554	-4%	-$19.7K	0.01%	947
2015 Q2	$517K	Buy	14,902 +1,896	+15%	+$69.5K	0.01%	1042
2015 Q1	$484K	Buy	13,006 +5,194	+66%	+$201K	0.01%	1049
2014 Q4	$307K	Buy	+7,812	New	+$297K	0.01%	1175

Other funds holding RSPU

TCM

Tradewinds Capital Management Bellingham, Washington $504M AUM 40.92% 1-Year Est. Return

MAP

Milestone Advisory Partners Southern Pines, North Carolina $120M AUM 12.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

FFN

Focus Financial Network Minneapolis, Minnesota $3.23B AUM 29.61% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RSPU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Invesco S&P 500 Equal Weight Utilities ETF (RSPU) stake by 30% in Q4 2019, selling an estimated $308K and leaving 13,926 shares worth $740K. The position accounts for ﹤0.01% of the portfolio, ranked #1504.

Ladenburg Thalmann Financial Services first reported a position in RSPU in Q4 2014 and has held it in 21 quarters since. The position peaked at $1.93M in Q3 2017. 99 funds tracked by Wall St. Rank hold RSPU as of Q4 2019.

Ladenburg Thalmann Financial Services held 13,926 shares of Invesco S&P 500 Equal Weight Utilities ETF worth $740K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 5,908 Invesco S&P 500 Equal Weight Utilities ETF shares in Q4 2019, an estimated $308K.
Invesco S&P 500 Equal Weight Utilities ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1504 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco S&P 500 Equal Weight Utilities ETF in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Invesco S&P 500 Equal Weight Utilities ETF position peaked at $1.93M in Q3 2017.
99 funds tracked by Wall St. Rank held Invesco S&P 500 Equal Weight Utilities ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.