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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXST icon
1551
Nexstar Media Group
NXST
$5.67B
$695K ﹤0.01%
6,339
+1,298
+26% +$136K
GDXJ icon
1552
VanEck Junior Gold Miners ETF
GDXJ
$7.04B
$694K ﹤0.01%
16,420
+5,497
+50% +$210K
TEVA icon
1553
Teva Pharmaceuticals
TEVA
$36.1B
$693K ﹤0.01%
70,813
+5,579
+9% +$49.8K
TYG
1554
Tortoise Energy Infrastructure Corp
TYG
$1.12B
$693K ﹤0.01%
9,665
-1,074
-10% -$78.8K
TLI
1555
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$693K ﹤0.01%
69,897
+5,820
+9% +$55.7K
IAT icon
1556
iShares US Regional Banks ETF
IAT
$679M
$692K ﹤0.01%
15,391
-15,904
-51% -$775K
WTMF icon
1557
WisdomTree Managed Futures Strategy Fund
WTMF
$244M
$692K ﹤0.01%
18,663
-9,767
-34% -$367K
FLG
1558
Flagstar Bank National Association
FLG
$5.74B
$692K ﹤0.01%
19,053
-2,008
-10% -$74.1K
DTEC icon
1559
ALPS Disruptive Technologies ETF
DTEC
$70.5M
$689K ﹤0.01%
21,387
+1,341
+7% +$41.1K
PIO icon
1560
Invesco Global Water ETF
PIO
$272M
$689K ﹤0.01%
22,317
+1,502
+7% +$43.8K
IPHI
1561
DELISTED
INPHI CORPORATION
IPHI
$689K ﹤0.01%
9,259
+5,028
+119% +$345K
PTF icon
1562
Invesco Dorsey Wright Technology Momentum ETF
PTF
$589M
$688K ﹤0.01%
26,700
+6,027
+29% +$147K
CLF icon
1563
Cleveland-Cliffs
CLF
$6.89B
$686K ﹤0.01%
81,695
-13,389
-14% -$103K
DHC
1564
Diversified Healthcare Trust
DHC
$2.25B
$686K ﹤0.01%
81,129
-11,198
-12% -$94.4K
ST icon
1565
Sensata Technologies
ST
$6.63B
$685K ﹤0.01%
12,641
-228
-2% -$11.7K
SABA
1566
Saba Capital Income & Opportunities Fund II
SABA
$224M
$682K ﹤0.01%
55,605
+1,823
+3% +$22K
VCEL icon
1567
Vericel Corp
VCEL
$2.33B
$680K ﹤0.01%
39,090
+9,904
+34% +$169K
PNFP icon
1568
Pinnacle Financial Partners Inc
PNFP
$15.6B
$679K ﹤0.01%
10,805
+234
+2% +$14.1K
HQY icon
1569
HealthEquity
HQY
$8.21B
$678K ﹤0.01%
9,180
+5,545
+153% +$346K
NHS
1570
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$678K ﹤0.01%
54,954
-271
-0.5% -$3.26K
SMDV icon
1571
ProShares Russell 2000 Dividend Growers ETF
SMDV
$702M
$678K ﹤0.01%
10,973
+419
+4% +$25.3K
LHCG
1572
DELISTED
LHC Group LLC
LHCG
$677K ﹤0.01%
4,924
+54
+1% +$6.72K
AXTA icon
1573
Axalta
AXTA
$7.26B
$676K ﹤0.01%
22,207
+950
+4% +$28K
EZU icon
1574
iShare MSCI Eurozone ETF
EZU
$9.45B
$674K ﹤0.01%
16,125
+2,274
+16% +$92K
MTCH icon
1575
Match Group
MTCH
$9.04B
$674K ﹤0.01%
8,289
+2,769
+50% +$201K
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.