Ladenburg Thalmann Financial Services’s Saba Capital Income & Opportunities Fund II SABA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SABA Stock Details SABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$682K	Buy	55,605 +1,823	+3%	+$22K	﹤0.01%	1566
2019 Q3	$661K	Sell	53,782 -10,088	-16%	-$127K	﹤0.01%	1542
2019 Q2	$812K	Buy	63,870 +40	+0.1%	+$506	0.01%	1368
2019 Q1	$805K	Sell	63,830 -5,885	-8%	-$74.6K	0.01%	1324
2018 Q4	$842K	Sell	69,715 -17,586	-20%	-$215K	0.01%	1157
2018 Q3	$1.07M	Sell	87,301 -7,349	-8%	-$90.2K	0.01%	1080
2018 Q2	$1.21M	Hold	94,650	–	–	0.01%	953
2018 Q1	$1.21M	Buy	94,650 +3,447	+4%	+$44.2K	0.01%	953
2017 Q4	$1.18M	Buy	91,203 +32,637	+56%	+$429K	0.01%	966
2017 Q3	$789K	Sell	58,566 -2,819	-5%	-$37.7K	0.01%	1143
2017 Q2	$824K	Sell	61,385 -16,663	-21%	-$222K	0.01%	1063
2017 Q1	$1.04M	Buy	78,048 +14,058	+22%	+$185K	0.01%	870
2016 Q4	$828K	Buy	63,990 +16,985	+36%	+$214K	0.01%	942
2016 Q3	$587K	Sell	47,005 -7,641	-14%	-$97.6K	0.01%	1096
2016 Q2	$695K	Buy	54,646 +639	+1%	+$8.23K	0.01%	942
2016 Q1	$699K	Sell	54,007 -1,624	-3%	-$20.1K	0.01%	855
2015 Q4	$708K	Buy	55,631 +10,379	+23%	+$133K	0.01%	842
2015 Q3	$551K	Sell	45,252 -651	-1%	-$8.52K	0.01%	914
2015 Q2	$645K	Sell	45,903 -2,169	-5%	-$31.4K	0.01%	932
2015 Q1	$692K	Buy	48,072 +1,835	+4%	+$26.6K	0.01%	877
2014 Q4	$664K	Buy	46,237 +41,533	+883%	+$636K	0.01%	791
2014 Q3	$75K	Buy	4,704 +199	+4%	+$3.19K	﹤0.01%	1786
2014 Q2	$74K	Sell	4,505 -9,044	-67%	-$144K	﹤0.01%	1792
2014 Q1	$216K	Buy	13,549 +4,944	+57%	+$77.8K	0.01%	1087
2013 Q4	$137K	Sell	8,605 -2,354	-21%	-$38.4K	﹤0.01%	1275
2013 Q3	$183K	Sell	10,959 -407	-4%	-$6.71K	0.01%	1051
2013 Q2	$196K	Buy	+11,366	New	+$211K	0.01%	984

Other funds holding SABA

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SABA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Saba Capital Income & Opportunities Fund II (SABA) stake by 3.4% in Q4 2019, buying an estimated $22K and bringing the position to 55,605 shares worth $682K. The position accounts for ﹤0.01% of the portfolio, ranked #1566.

Ladenburg Thalmann Financial Services first reported a position in SABA in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.21M in Q2 2018. 148 funds tracked by Wall St. Rank hold SABA as of Q4 2019.

Ladenburg Thalmann Financial Services held 55,605 shares of Saba Capital Income & Opportunities Fund II worth $682K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,823 Saba Capital Income & Opportunities Fund II shares in Q4 2019, an estimated $22K.
Saba Capital Income & Opportunities Fund II made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1566 holding.
Ladenburg Thalmann Financial Services first reported a position in Saba Capital Income & Opportunities Fund II in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Saba Capital Income & Opportunities Fund II position peaked at $1.21M in Q2 2018.
148 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund II as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.