SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $177M invested in Saba Capital Income & Opportunities Fund II in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
125
Holders Change
+6
Holders Change %
+5.04%
% of All Funds
3.6%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
14
Increased
43
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$21.7M
2
Invesco
2
Invesco
Georgia
$13.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.8M
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.42M
5
NCM
5
Newgate Capital Management
Connecticut
$5.04M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$774K
2
GLA
2
Great Lakes Advisors
Illinois
$0
3
IWC
3
Integrated Wealth Counsel
California
$0
4
EHC
4
Everett Harris & Co
California
$12.2M
5
KFS
5
KMS Financial Services
Washington
$521K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.8M 2,644,281 +412,295 +18%
RCM
2
Rivernorth Capital Management
Florida
$21.7M 2,627,378 +1,054,005 +67%
Invesco
3
Invesco
Georgia
$13.8M 1,672,412 +424,860 +34%
EHC
4
Everett Harris & Co
California
$12.2M 1,471,584 -114,434 -7%
Wells Fargo
5
Wells Fargo
California
$11.6M 1,409,111 +69,297 +5%
WCM
6
Windsor Capital Management
Arizona
$10.5M 1,267,048 +3,019 +0.2%
B
7
Baird
Wisconsin
$10.2M 1,233,255 -3,256 -0.3%
EAM
8
Evanson Asset Management
California
$10.2M 1,229,474 +4,823 +0.4%
NCM
9
Newgate Capital Management
Connecticut
$5.04M 609,674 +270,883 +80%
U
10
UBS
Switzerland
$3.96M 479,673 +209,268 +77%
Bank of America
11
Bank of America
North Carolina
$3.69M 447,291 +31,479 +8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.63M 438,842 +161,708 +58%
NHFG
13
New Harbor Financial Group
Massachusetts
$3.54M 428,543 +28,945 +7%
RJA
14
Raymond James & Associates
Florida
$3.01M 364,507 +152,430 +72%
LPL Financial
15
LPL Financial
California
$2.42M 293,392 -529 -0.2%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$2.42M 293,342 +293,342 New
EIM
17
Emerson Investment Management
Massachusetts
$2.41M 292,094 +2,125 +0.7%
AWS
18
Aris Wealth Services
Pennsylvania
$2.13M 257,301 +43,249 +20%
BJ
19
Brouwer & Janachowski
California
$1.86M 225,389 -7,264 -3%
GAM
20
Gould Asset Management
California
$1.8M 218,324 +903 +0.4%
SC
21
Scotia Capital
Ontario, Canada
$1.54M 186,000 +8,000 +4%
RPA
22
Rock Point Advisors
Vermont
$1.46M 176,826 +9,459 +6%
PPA
23
Parametric Portfolio Associates
Washington
$1.43M 172,986 – –
Ameriprise
24
Ameriprise
Minnesota
$1.4M 169,282 +31,202 +23%
Stifel Financial
25
Stifel Financial
Missouri
$1.35M 163,587 -622 -0.4%
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