SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $147M invested in Saba Capital Income & Opportunities Fund II in 2015 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 11 closing their positions.

Holders
125
Holders Change
-4
Holders Change %
-3.1%
% of All Funds
3.37%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
10
Increased
34
Reduced
38
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$6.44M
2
Wells Fargo
2
Wells Fargo
California
$11.6M
3
DA
3
Doliver Advisors
Texas
$901K
4
LCM
4
Landscape Capital Management
New Jersey
$1.03M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$901K

Top Sellers

1
NCM
1
Newgate Capital Management
Connecticut
$876K
2
RCM
2
Rivernorth Capital Management
Florida
$21.3M
3
Invesco
3
Invesco
Georgia
$9.76M
4
EHC
4
Everett Harris & Co
California
$2.7M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.4M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$21.3M 3,035,340 -227,758 -7%
Morgan Stanley
2
Morgan Stanley
New York
$14.4M 2,053,195 -102,682 -5%
Wells Fargo
3
Wells Fargo
California
$11.6M 1,647,355 +128,488 +8%
Invesco
4
Invesco
Georgia
$9.76M 1,388,832 -160,068 -10%
EAM
5
Evanson Asset Management
California
$9.01M 1,281,744 +26,350 +2%
FIM
6
Frontier Investment Management
Texas
$7.07M 1,007,191 +32,215 +3%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$6.44M 916,062 +916,062 New
WCM
8
Windsor Capital Management
Arizona
$6.41M 911,190 -46,625 -5%
GC
9
Guggenheim Capital
Illinois
$5.23M 744,210 -79,423 -10%
Bank of America
10
Bank of America
North Carolina
$4.29M 609,804 +70,071 +13%
NHFG
11
New Harbor Financial Group
Massachusetts
$2.84M 404,196 -17,808 -4%
LPL Financial
12
LPL Financial
California
$2.72M 386,005 -11,372 -3%
EHC
13
Everett Harris & Co
California
$2.7M 383,617 -118,582 -24%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$2.42M 344,517 -2,500 -0.7%
RJA
15
Raymond James & Associates
Florida
$2.39M 340,166 -18,106 -5%
UBS Group
16
UBS Group
Switzerland
$2.12M 301,848 -17,060 -5%
GAM
17
Gould Asset Management
California
$1.96M 278,428 +6,413 +2%
EIM
18
Emerson Investment Management
Massachusetts
$1.94M 276,319 -2,300 -0.8%
AA
19
AQR Arbitrage
Connecticut
$1.76M 250,972 -3,500 -1%
MFS
20
MSI Financial Services
Massachusetts
$1.58M 224,926 +38,255 +20%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.58M 224,769 -25,711 -10%
Ameriprise
22
Ameriprise
Minnesota
$1.42M 202,533 +18,615 +10%
SC
23
Scotia Capital
Ontario, Canada
$1.37M 199,500 +2,200 +1%
PPA
24
Parametric Portfolio Associates
Washington
$1.22M 172,986 – –
LCM
25
Landscape Capital Management
New Jersey
$1.03M 146,421 +101,362 +225%
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