SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

129 hedge funds and large institutions have $155M invested in Saba Capital Income & Opportunities Fund II in 2015 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 42 reducing their positions, and 15 closing their positions.

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.44%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.08%
New
18
Increased
26
Reduced
42
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$7.14M
2
GC
2
Guggenheim Capital
Illinois
$5.92M
3
AA
3
AQR Arbitrage
Connecticut
$1.83M
4
LPL Financial
4
LPL Financial
California
$2.86M
5
MFS
5
MSI Financial Services
Massachusetts
$1.34M

Top Sellers

1
AWS
1
Aris Wealth Services
Pennsylvania
$0
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.8M
3
EHC
3
Everett Harris & Co
California
$3.61M
4
FIMG
4
Financial & Investment Management Group
Michigan
$334K
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$23.5M 3,263,098 -109,662 -3%
Morgan Stanley
2
Morgan Stanley
New York
$15.5M 2,155,877 -221,885 -9%
Invesco
3
Invesco
Georgia
$11.1M 1,548,900 -219,144 -12%
Wells Fargo
4
Wells Fargo
California
$10.9M 1,518,867 +86,095 +6%
EAM
5
Evanson Asset Management
California
$9.03M 1,255,394 -140,608 -10%
FIM
6
Frontier Investment Management
Texas
$7.14M 974,976 +974,976 New
B
7
Baird
Wisconsin
$6.96M 967,376 -8,082 -0.8%
WCM
8
Windsor Capital Management
Arizona
$6.89M 957,815 -105,929 -10%
GC
9
Guggenheim Capital
Illinois
$5.92M 823,633 +741,692 +905%
Bank of America
10
Bank of America
North Carolina
$3.88M 539,733 +63,612 +13%
EHC
11
Everett Harris & Co
California
$3.61M 502,199 -270,771 -35%
NCM
12
Newgate Capital Management
Connecticut
$3.5M 486,358 -17,332 -3%
NHFG
13
New Harbor Financial Group
Massachusetts
$3.03M 422,004 +725 +0.2%
LPL Financial
14
LPL Financial
California
$2.86M 397,377 +127,005 +47%
RJA
15
Raymond James & Associates
Florida
$2.58M 358,272 +41,894 +13%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$2.5M 347,017 – –
UBS Group
17
UBS Group
Switzerland
$2.29M 318,908 -5,906 -2%
EIM
18
Emerson Investment Management
Massachusetts
$2M 278,619 +6,900 +3%
GAM
19
Gould Asset Management
California
$1.96M 272,015 +10,928 +4%
AA
20
AQR Arbitrage
Connecticut
$1.83M 254,472 +254,472 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.8M 250,480 -271,677 -52%
SC
22
Scotia Capital
Ontario, Canada
$1.42M 197,300 +1,100 +0.6%
MFS
23
MSI Financial Services
Massachusetts
$1.34M 186,671 +109,401 +142%
Ameriprise
24
Ameriprise
Minnesota
$1.32M 183,918 -41,156 -18%
PPA
25
Parametric Portfolio Associates
Washington
$1.24M 172,986 – –
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