SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $163M invested in Saba Capital Income & Opportunities Fund II in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 32 reducing their positions, and 16 closing their positions.

Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
3.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
17
Increased
36
Reduced
32
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GLA
1
Great Lakes Advisors
Illinois
$3.33M
2
NCM
2
Newgate Capital Management
Connecticut
$2.72M
3
WCM
3
Windsor Capital Management
Arizona
$10.2M
4
RCM
4
Rivernorth Capital Management
Florida
$12.7M
5
AWS
5
Aris Wealth Services
Pennsylvania
$1.72M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$12.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$17.9M
3
TCM
3
Telos Capital Management
California
$0
4
SCM
4
Saba Capital Management
New York
$0
5
BJ
5
Brouwer & Janachowski
California
$1.87M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.9M 2,231,986 -288,350 -11%
EHC
2
Everett Harris & Co
California
$12.8M 1,586,018 -425,086 -21%
RCM
3
Rivernorth Capital Management
Florida
$12.7M 1,573,373 +220,397 +16%
GC
4
Guggenheim Capital
Illinois
$10.8M 1,341,117 +193,234 +17%
Wells Fargo
5
Wells Fargo
California
$10.8M 1,339,814 +100,869 +8%
WCM
6
Windsor Capital Management
Arizona
$10.2M 1,264,029 +232,562 +23%
Invesco
7
Invesco
Georgia
$10M 1,247,552 +172,120 +16%
B
8
Baird
Wisconsin
$9.94M 1,236,511 -18,758 -1%
EAM
9
Evanson Asset Management
California
$9.85M 1,224,651 -25,710 -2%
Bank of America
10
Bank of America
North Carolina
$3.34M 415,812 +23,185 +6%
GLA
11
Great Lakes Advisors
Illinois
$3.33M 414,227 +414,227 New
NHFG
12
New Harbor Financial Group
Massachusetts
$3.21M 399,598 +5,965 +2%
NCM
13
Newgate Capital Management
Connecticut
$2.72M 338,791 +338,791 New
LPL Financial
14
LPL Financial
California
$2.36M 293,921 +2,539 +0.9%
EIM
15
Emerson Investment Management
Massachusetts
$2.33M 289,969 +209 +0.1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.23M 277,134 -7,381 -3%
Lazard Asset Management
17
Lazard Asset Management
New York
– – – –
U
18
UBS
Switzerland
$2.18M 270,405 +25,420 +10%
BJ
19
Brouwer & Janachowski
California
$1.87M 232,653 -139,762 -38%
GAM
20
Gould Asset Management
California
$1.75M 217,421 +14,455 +7%
AWS
21
Aris Wealth Services
Pennsylvania
$1.72M 214,052 +214,052 New
RJA
22
Raymond James & Associates
Florida
$1.71M 212,077 +18,679 +10%
IWC
23
Integrated Wealth Counsel
California
$1.48M 183,995 -16,387 -8%
SC
24
Scotia Capital
Ontario, Canada
$1.43M 178,000 +6,000 +3%
PPA
25
Parametric Portfolio Associates
Washington
$1.39M 172,986 +172,986 New
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