SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

118 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 36 reducing their positions, and 8 closing their positions.

Holders
118
Holders Change
+16
Holders Change %
+15.69%
% of All Funds
3.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
34
Reduced
36
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.8M
2
EAM
2
Evanson Asset Management
California
$9.94M
3
BJ
3
Brouwer & Janachowski
California
$2.96M
4
GC
4
Guggenheim Capital
Illinois
$9.13M
5
SCM
5
Saba Capital Management
New York
$1.52M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$9.85M
2
EHC
2
Everett Harris & Co
California
$16M
3
Morgan Stanley
3
Morgan Stanley
New York
$20M
4
FAAM
4
First Allied Asset Management
California
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$325K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20M 2,520,336 -344,423 -12%
EHC
2
Everett Harris & Co
California
$16M 2,011,104 -443,055 -18%
RCM
3
Rivernorth Capital Management
Florida
$10.8M 1,352,976 +1,352,976 New
B
4
Baird
Wisconsin
$9.98M 1,255,269 -139,255 -10%
EAM
5
Evanson Asset Management
California
$9.94M 1,250,361 +1,250,361 New
Wells Fargo
6
Wells Fargo
California
$9.85M 1,238,945 -799,437 -39%
GC
7
Guggenheim Capital
Illinois
$9.13M 1,147,883 +337,876 +42%
Invesco
8
Invesco
Georgia
$8.55M 1,075,432 +150,346 +16%
WCM
9
Windsor Capital Management
Arizona
$8.2M 1,031,467 -15,644 -1%
NHFG
10
New Harbor Financial Group
Massachusetts
$3.13M 393,633 -18,177 -4%
Bank of America
11
Bank of America
North Carolina
$3.12M 392,627 +32,428 +9%
BJ
12
Brouwer & Janachowski
California
$2.96M 372,415 +372,415 New
LPL Financial
13
LPL Financial
California
$2.32M 291,382 -13,045 -4%
EIM
14
Emerson Investment Management
Massachusetts
$2.3M 289,760 +1,442 +0.5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.26M 284,515 -33,353 -10%
Lazard Asset Management
16
Lazard Asset Management
New York
– – – –
TCM
17
Telos Capital Management
California
$1.99M 250,491 -5,277 -2%
U
18
UBS
Switzerland
$1.95M 244,985 -145,701 -37%
Goldman Sachs
19
Goldman Sachs
New York
$1.77M 222,452 +8,311 +4%
GAM
20
Gould Asset Management
California
$1.61M 202,966 +7,586 +4%
IWC
21
Integrated Wealth Counsel
California
$1.59M 200,382 -136,038 -40%
RJA
22
Raymond James & Associates
Florida
$1.54M 193,398 +80,384 +71%
SCM
23
Saba Capital Management
New York
$1.52M 191,424 +191,424 New
SC
24
Scotia Capital
Ontario, Canada
$1.37M 172,000 +1,200 +0.7%
RPA
25
Rock Point Advisors
Vermont
$1.35M 169,361 +11,760 +7%
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