SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $248M invested in Saba Capital Income & Opportunities Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 14 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.39%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
10
Increased
39
Reduced
35
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$81.9M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.37M
3
RCM
3
Rivernorth Capital Management
Florida
$24.8M
4
Barclays
4
Barclays
United Kingdom
$2.33M
5
NHFG
5
New Harbor Financial Group
Massachusetts
$1.97M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$235K
2
LPL Financial
2
LPL Financial
California
$1.54M
3
UBS Group
3
UBS Group
Switzerland
$2.44M
4
GS
4
Girard Securities
California
$858K
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.6M
Name Market Value Shares Shares
Change 		Shares
Change %
FIM
1
Frontier Investment Management
Texas
$81.9M 1,312,920 +71,295 +6%
RCM
2
Rivernorth Capital Management
Florida
$24.8M 3,973,980 +383,060 +11%
PMG
3
Private Management Group
California
$10.7M 1,721,435 -35,108 -2%
Wells Fargo
4
Wells Fargo
California
$10.2M 1,639,809 +89,512 +6%
Invesco
5
Invesco
Georgia
$8.13M 1,302,260 -41,284 -3%
Morgan Stanley
6
Morgan Stanley
New York
$7.68M 1,230,304 +44,305 +4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$7.37M 1,181,447 +536,208 +83%
EAM
8
Evanson Asset Management
California
$6.96M 1,115,712 -8,343 -0.7%
KLI
9
Kelman-Lazarov Inc
Tennessee
$6.23M 993,278 +36,250 +4%
CFP
10
Cornerstone Financial Partners
North Carolina
$6.09M 976,173 +69,708 +8%
FIMG
11
Financial & Investment Management Group
Michigan
$5.6M 897,075 -156,729 -15%
IWC
12
Integrated Wealth Counsel
California
$5.04M 808,229 -75,585 -9%
1CP
13
1607 Capital Partners
Virginia
$4.35M 696,991 -39,364 -5%
PHS
14
Pekin Hardy Strauss
Illinois
$4.04M 647,700 -5,100 -0.8%
WCM
15
Windsor Capital Management
Arizona
$4.01M 643,128 -30,111 -4%
Bank of America
16
Bank of America
North Carolina
$3.44M 550,500 +10,300 +2%
Ameriprise
17
Ameriprise
Minnesota
$2.76M 440,130 +136,074 +45%
HighTower Advisors
18
HighTower Advisors
Illinois
$2.67M 427,543 +2,943 +0.7%
UBS Group
19
UBS Group
Switzerland
$2.44M 390,340 -230,844 -37%
Barclays
20
Barclays
United Kingdom
$2.33M 373,600 +373,600 New
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.15M 344,517 – –
AssetMark Inc
22
AssetMark Inc
California
$2.15M 344,352 -16,107 -4%
GAM
23
Gould Asset Management
California
$2M 320,601 +9,478 +3%
NHFG
24
New Harbor Financial Group
Massachusetts
$1.97M 315,903 +234,847 +290%
RJA
25
Raymond James & Associates
Florida
$1.76M 281,181 +144,377 +106%
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