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SABA

Saba Capital Income & Opportunities Fund II

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

5% more capital invested

Capital invested by funds: $170M → $179M (+$9.07M)

0.23% more ownership

Funds ownership: 9.98%10.21% (+0.23%)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

2% less funds holding

Funds holding: 130128 (-2)

35% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 46

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.41%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
Puts
$6K
Net Calls
-$6K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$23.5M -$2.42M -195,436 -10%
PMG
2
Private Management Group
California
$11.5M +$180K +14,555 +2%
Wells Fargo
3
Wells Fargo
California
$10.8M -$373K -30,096 -3%
FIM
4
Frontier Investment Management
Texas
$7.79M +$959K +77,427 +15%
Invesco
5
Invesco
Georgia
$7.68M -$895K -72,251 -11%
Morgan Stanley
6
Morgan Stanley
New York
$7.65M -$654K -52,755 -8%
FIMG
7
Financial & Investment Management Group
Michigan
$7.53M +$6.16M +496,824 +617%
EAM
8
Evanson Asset Management
California
$7.52M -$25.8K -2,079 -0.4%
LPL Financial
9
LPL Financial
California
$7.19M +$384K +30,995 +6%
IWC
10
Integrated Wealth Counsel
California
$5.6M +$5.32M +429,662 New
KLI
11
Kelman-Lazarov Inc
Tennessee
$5.59M +$5.31M +428,357 New
1CP
12
1607 Capital Partners
Virginia
$4.84M +$1.53M +123,359 +50%
WCM
13
Windsor Capital Management
Arizona
$4.66M -$379K -30,566 -8%
PHS
14
Pekin Hardy Strauss
Illinois
$4.44M +$355K +28,650 +9%
UBS Group
15
UBS Group
Switzerland
$4.14M -$254K -20,478 -6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.07M +$2.13M +171,953 +123%
Bank of America
17
Bank of America
North Carolina
$3.9M -$440K -35,502 -11%
CFP
18
Cornerstone Financial Partners
North Carolina
$3.84M +$2.01M +162,509 +123%
HighTower Advisors
19
HighTower Advisors
Illinois
$2.5M +$37.2K +3,006 +2%
AssetMark Inc
20
AssetMark Inc
California
$2.38M -$1.23M -98,915 -35%
GS
21
Girard Securities
California
$2.35M -$3.8K -307 -0.2%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$2.25M
LCM
23
Landscape Capital Management
New Jersey
$2.02M -$496K -40,023 -20%
GAM
24
Gould Asset Management
California
$1.98M +$40.9K +3,302 +2%
EHC
25
Everett Harris & Co
California
$1.87M -$3.57K -288 -0.2%

SABA Hedge Fund Activity: Q1 2016 in Review

128 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund II (SABA) for Q1 2016, worth a combined $179M — up 5.3% from $170M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of SABA and 15 opened new positions — a net loss of 1 holder — while 46 trimmed existing stakes and 30 added.

The largest buyer was Financial & Investment Management Group, adding an estimated $6.16M. The largest seller was Baird Financial Group, cutting an estimated $4.59M.

  • 128 institutional investors held Saba Capital Income & Opportunities Fund II (SABA) as of Q1 2016, down from 130 in Q4 2015.
  • Funds reported $179M of Saba Capital Income & Opportunities Fund II stock for Q1 2016, up 5.3% quarter-over-quarter.
  • 15 funds opened new Saba Capital Income & Opportunities Fund II positions in Q1 2016 and 16 closed out, a net change of -1 holder.
  • The largest Saba Capital Income & Opportunities Fund II buyer in Q1 2016 was Financial & Investment Management Group, an estimated $6.16M added.
  • The largest Saba Capital Income & Opportunities Fund II seller in Q1 2016 was Baird Financial Group, an estimated $4.59M sold.

Based on aggregated 13F filings for Q1 2016.