SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$7.53M
2
IWC
2
Integrated Wealth Counsel
California
$5.6M
3
KLI
3
Kelman-Lazarov Inc
Tennessee
$5.59M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.07M
5
CFP
5
Cornerstone Financial Partners
North Carolina
$3.84M

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$477K
2
GC
2
Guggenheim Capital
Illinois
$325K
3
RCM
3
Rivernorth Capital Management
Florida
$23.5M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$13K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.65M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$23.5M 3,604,352 -390,872 -10%
PMG
2
Private Management Group
California
$11.5M 1,770,213 +29,110 +2%
Wells Fargo
3
Wells Fargo
California
$10.8M 1,662,007 -60,193 -3%
FIM
4
Frontier Investment Management
Texas
$7.79M 1,196,780 +154,855 +15%
Invesco
5
Invesco
Georgia
$7.68M 1,178,290 -144,501 -11%
Morgan Stanley
6
Morgan Stanley
New York
$7.65M 1,173,291 -105,510 -8%
FIMG
7
Financial & Investment Management Group
Michigan
$7.53M 1,154,800 +993,649 +617%
EAM
8
Evanson Asset Management
California
$7.52M 1,153,597 -4,159 -0.4%
LPL Financial
9
LPL Financial
California
$7.19M 1,115,128 +61,990 +6%
IWC
10
Integrated Wealth Counsel
California
$5.6M 859,324 +859,324 New
KLI
11
Kelman-Lazarov Inc
Tennessee
$5.59M 856,713 +856,713 New
1CP
12
1607 Capital Partners
Virginia
$4.84M 742,622 +246,718 +50%
WCM
13
Windsor Capital Management
Arizona
$4.66M 715,476 -61,132 -8%
PHS
14
Pekin Hardy Strauss
Illinois
$4.44M 681,050 +57,300 +9%
UBS Group
15
UBS Group
Switzerland
$4.15M 635,689 -40,956 -6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.07M 623,788 +343,907 +123%
Bank of America
17
Bank of America
North Carolina
$3.9M 598,291 -71,004 -11%
CFP
18
Cornerstone Financial Partners
North Carolina
$3.84M 588,393 +325,017 +123%
HighTower Advisors
19
HighTower Advisors
Illinois
$2.5M 384,371 +6,012 +2%
AssetMark Inc
20
AssetMark Inc
California
$2.38M 364,594 -197,829 -35%
GS
21
Girard Securities
California
$2.35M 359,707 -615 -0.2%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$2.25M 344,517 – –
LCM
23
Landscape Capital Management
New Jersey
$2.02M 310,434 -80,045 -20%
GAM
24
Gould Asset Management
California
$1.98M 304,277 +6,604 +2%
EHC
25
Everett Harris & Co
California
$1.87M 286,556 -576 -0.2%
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