SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

130 hedge funds and large institutions have $170M invested in Saba Capital Income & Opportunities Fund II in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 11 closing their positions.

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
32
Reduced
41
Closed
11
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$25.4M
2
LPL Financial
2
LPL Financial
California
$6.7M
3
PHS
3
Pekin Hardy Strauss
Illinois
$3.96M
4
AssetMark Inc
4
AssetMark Inc
California
$3.57M
5
1CP
5
1607 Capital Partners
Virginia
$3.15M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$91K
2
NHFG
2
New Harbor Financial Group
Massachusetts
$2.14M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.12M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$5.17M
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$25.4M 3,995,224 +768,906 +24%
PMG
2
Private Management Group
California
$11.1M 1,741,103 +16,013 +0.9%
Wells Fargo
3
Wells Fargo
California
$10.9M 1,722,200 -2,242 -0.1%
Invesco
4
Invesco
Georgia
$8.4M 1,322,791 -10,791 -0.8%
Morgan Stanley
5
Morgan Stanley
New York
$8.12M 1,278,801 -206,105 -14%
EAM
6
Evanson Asset Management
California
$7.35M 1,157,756 -55,401 -5%
LPL Financial
7
LPL Financial
California
$6.7M 1,053,138 +759,233 +258%
FIM
8
Frontier Investment Management
Texas
$6.62M 1,041,925 +28,405 +3%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$5.17M 814,465 -82,123 -9%
WCM
10
Windsor Capital Management
Arizona
$4.93M 776,608 -45,998 -6%
UBS Group
11
UBS Group
Switzerland
$4.3M 676,645 +246,533 +57%
Bank of America
12
Bank of America
North Carolina
$4.25M 669,295 +5,530 +0.8%
PHS
13
Pekin Hardy Strauss
Illinois
$3.96M 623,750 +623,750 New
GC
14
Guggenheim Capital
Illinois
$3.86M 607,840 +26,570 +5%
AssetMark Inc
15
AssetMark Inc
California
$3.57M 562,423 +556,804 +9,909%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$3.42M 538,822 +433,759 +413%
1CP
17
1607 Capital Partners
Virginia
$3.15M 495,904 +495,904 New
LCM
18
Landscape Capital Management
New Jersey
$2.48M 390,479 +241,455 +162%
HighTower Advisors
19
HighTower Advisors
Illinois
$2.4M 378,359 +378,359 New
GS
20
Girard Securities
California
$2.29M 360,322 +360,322 New
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.19M 344,517 – –
AA
22
AQR Arbitrage
Connecticut
$2.17M 341,510 +37,137 +12%
NHFG
23
New Harbor Financial Group
Massachusetts
$2.14M 336,552 -236,725 -41%
GAM
24
Gould Asset Management
California
$1.89M 297,673 -1,846 -0.6%
EHC
25
Everett Harris & Co
California
$1.82M 287,132 -60,404 -17%
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