SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $342M invested in Saba Capital Income & Opportunities Fund II in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 8 closing their positions.

Holders
127
Holders Change
+8
Holders Change %
+6.72%
% of All Funds
3.39%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.16%
New
22
Increased
31
Reduced
37
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$187M
2
RCM
2
Rivernorth Capital Management
Florida
$24.3M
3
UBS Group
3
UBS Group
Switzerland
$2.34M
4
FIMG
4
Financial & Investment Management Group
Michigan
$1.99M
5
SG Americas Securities
5
SG Americas Securities
New York
$1.43M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$5.56M
2
BJ
2
Brouwer & Janachowski
California
$0
3
B
3
Baird
Wisconsin
$7.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$17.1M
5
WCM
5
Windsor Capital Management
Arizona
$7.65M
Name Market Value Shares Shares
Change 		Shares
Change %
ACM
1
Americafirst Capital Management
California
$187M 26,022 +26,022 New
RCM
2
Rivernorth Capital Management
Florida
$24.3M 3,372,760 +1,109,084 +49%
Morgan Stanley
3
Morgan Stanley
New York
$17.1M 2,377,762 -212,521 -8%
Invesco
4
Invesco
Georgia
$12.7M 1,768,044 +56,589 +3%
Wells Fargo
5
Wells Fargo
California
$10.3M 1,432,772 -9,665 -0.7%
EAM
6
Evanson Asset Management
California
$10M 1,396,002 +155,134 +13%
WCM
7
Windsor Capital Management
Arizona
$7.65M 1,063,744 -190,934 -15%
B
8
Baird
Wisconsin
$7.01M 975,458 -219,901 -18%
EHC
9
Everett Harris & Co
California
$5.56M 772,970 -348,244 -31%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.75M 522,157 +20,810 +4%
NCM
11
Newgate Capital Management
Connecticut
$3.61M 503,690 -37,886 -7%
Bank of America
12
Bank of America
North Carolina
$3.42M 476,121 -26,921 -5%
NHFG
13
New Harbor Financial Group
Massachusetts
$3.03M 421,279 -4,464 -1%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$2.5M 347,017 +53,675 +18%
UBS Group
15
UBS Group
Switzerland
$2.34M 324,814 +324,814 New
RJA
16
Raymond James & Associates
Florida
$2.28M 316,378 -78,072 -20%
AWS
17
Aris Wealth Services
Pennsylvania
$2.16M 300,781 +27,797 +10%
FIMG
18
Financial & Investment Management Group
Michigan
$1.99M 276,820 +230,233 +494%
EIM
19
Emerson Investment Management
Massachusetts
$1.95M 271,719 -21,875 -7%
LPL Financial
20
LPL Financial
California
$1.94M 270,372 +5,204 +2%
GAM
21
Gould Asset Management
California
$1.88M 261,087 +32,144 +14%
Ameriprise
22
Ameriprise
Minnesota
$1.62M 225,074 +35,523 +19%
AQR Capital Management
23
AQR Capital Management
Connecticut
$1.61M 223,454 +103,440 +86%
SG Americas Securities
24
SG Americas Securities
New York
$1.43M 198,715 +198,715 New
SC
25
Scotia Capital
Ontario, Canada
$1.41M 196,200 +4,800 +3%
1
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