SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $162M invested in Saba Capital Income & Opportunities Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 41 increasing their positions, 33 reducing their positions, and 9 closing their positions.

Holders
119
Holders Change
-6
Holders Change %
-4.8%
% of All Funds
3.46%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
3
Increased
41
Reduced
33
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$954K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.99M
3
Bank of America
3
Bank of America
North Carolina
$4M
4
RCM
4
Robinson Capital Management
Michigan
$350K
5
Invesco
5
Invesco
Georgia
$13.6M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$18M
2
EHC
2
Everett Harris & Co
California
$8.91M
3
U
3
UBS
Switzerland
$2.93M
4
Stifel Financial
4
Stifel Financial
Missouri
$612K
5
Goldman Sachs
5
Goldman Sachs
New York
$146K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.6M 2,590,283 -53,998 -2%
RCM
2
Rivernorth Capital Management
Florida
$18M 2,263,676 -363,702 -14%
Invesco
3
Invesco
Georgia
$13.6M 1,711,455 +39,043 +2%
Wells Fargo
4
Wells Fargo
California
$11.5M 1,442,437 +33,326 +2%
WCM
5
Windsor Capital Management
Arizona
$9.98M 1,254,678 -12,370 -1%
EAM
6
Evanson Asset Management
California
$9.87M 1,240,868 +11,394 +0.9%
B
7
Baird
Wisconsin
$9.5M 1,195,359 -37,896 -3%
EHC
8
Everett Harris & Co
California
$8.91M 1,121,214 -350,370 -24%
NCM
9
Newgate Capital Management
Connecticut
$4.31M 541,576 -68,098 -11%
Bank of America
10
Bank of America
North Carolina
$4M 503,042 +55,751 +12%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.99M 501,347 +62,505 +14%
NHFG
12
New Harbor Financial Group
Massachusetts
$3.39M 425,743 -2,800 -0.7%
RJA
13
Raymond James & Associates
Florida
$3.14M 394,450 +29,943 +8%
U
14
UBS
Switzerland
$2.93M 368,236 -111,437 -23%
EIM
15
Emerson Investment Management
Massachusetts
$2.33M 293,594 +1,500 +0.5%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$2.33M 293,342 – –
AWS
17
Aris Wealth Services
Pennsylvania
$2.17M 272,984 +15,683 +6%
LPL Financial
18
LPL Financial
California
$2.1M 265,168 -28,224 -10%
GAM
19
Gould Asset Management
California
$1.82M 228,943 +10,619 +5%
BJ
20
Brouwer & Janachowski
California
$1.71M 215,279 -10,110 -4%
SC
21
Scotia Capital
Ontario, Canada
$1.52M 191,400 +5,400 +3%
Ameriprise
22
Ameriprise
Minnesota
$1.51M 189,551 +20,269 +12%
GIP
23
Greatmark Investment Partners
Georgia
$1.42M 178,770 +23,920 +15%
PPA
24
Parametric Portfolio Associates
Washington
$1.38M 172,986 – –
RPA
25
Rock Point Advisors
Vermont
$1.36M 171,631 -5,195 -3%
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