SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.77M
2
NHFG
2
New Harbor Financial Group
Massachusetts
$3.44M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.79M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.66M
5
B
5
Baird
Wisconsin
$11.7M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$20.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.9M
3
IWC
3
Integrated Wealth Counsel
California
$2.81M
4
Cohen & Steers
4
Cohen & Steers
New York
$1.6M
5
LPL Financial
5
LPL Financial
California
$2.54M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.9M 2,864,759 -399,208 -12%
EHC
2
Everett Harris & Co
California
$20.5M 2,454,159 -1,362,895 -36%
Wells Fargo
3
Wells Fargo
California
$17M 2,038,382 -18,554 -0.9%
B
4
Baird
Wisconsin
$11.7M 1,394,524 +60,425 +5%
WCM
5
Windsor Capital Management
Arizona
$8.75M 1,047,111 +43,097 +4%
Invesco
6
Invesco
Georgia
$7.73M 925,086 +7,701 +0.8%
GC
7
Guggenheim Capital
Illinois
$6.77M 810,007 +810,007 New
NHFG
8
New Harbor Financial Group
Massachusetts
$3.44M 411,810 +408,970 +14,400%
U
9
UBS
Switzerland
$3.27M 390,686 +8,133 +2%
Bank of America
10
Bank of America
North Carolina
$3.01M 360,199 +16,668 +5%
IWC
11
Integrated Wealth Counsel
California
$2.81M 336,420 -260,608 -44%
FAAS
12
First Allied Advisory Services
California
$2.81M 341,749 -34,840 -9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.66M 317,868 +73,222 +30%
LPL Financial
14
LPL Financial
California
$2.54M 304,427 -64,216 -17%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.53M 302,880 +8,780 +3%
EIM
16
Emerson Investment Management
Massachusetts
$2.41M 288,318 -3,650 -1%
FAAM
17
First Allied Asset Management
California
$2.15M 264,045 -36,415 -12%
TCM
18
Telos Capital Management
California
$2.14M 255,768 +16,887 +7%
Lazard Asset Management
19
Lazard Asset Management
New York
– – – –
SNC
20
Stifel Nicolaus & Co
Missouri
$1.79M 214,578 -10,708 -5%
Goldman Sachs
21
Goldman Sachs
New York
$1.79M 214,141 +101,399 +90%
BL
22
BCWM LLC
Kansas
$1.67M 199,369 -59,474 -23%
GAM
23
Gould Asset Management
California
$1.63M 195,380 +14,920 +8%
Cohen & Steers
24
Cohen & Steers
New York
$1.6M 191,498 -94,401 -33%
SC
25
Scotia Capital
Ontario, Canada
$1.43M 170,800 +36,200 +27%
1
2 3 4 5