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SABA

Saba Capital Income & Opportunities Fund II

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

10% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 30

5% more funds holding

Funds holding: 97102 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.21% less ownership

Funds ownership: 7.18%6.96% (-0.21%)

7% less capital invested

Capital invested by funds: $167M → $156M (-$11.4M)

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.9M -$3.29M -199,604 -12%
EHC
2
Everett Harris & Co
California
$20.5M -$11.2M -681,447 -36%
Wells Fargo
3
Wells Fargo
California
$17M -$153K -9,277 -0.9%
B
4
Baird
Wisconsin
$11.7M +$498K +30,212 +5%
WCM
5
Windsor Capital Management
Arizona
$8.75M +$355K +21,549 +4%
Invesco
6
Invesco
Georgia
$7.73M +$63.5K +3,850 +0.8%
GC
7
Guggenheim Capital
Illinois
$6.77M +$6.68M +405,004 New
NHFG
8
New Harbor Financial Group
Massachusetts
$3.44M +$3.37M +204,485 +14,400%
U
9
UBS
Switzerland
$3.27M +$67.1K +4,066 +2%
Bank of America
10
Bank of America
North Carolina
$3.01M +$137K +8,334 +5%
IWC
11
Integrated Wealth Counsel
California
$2.81M -$2.15M -130,304 -44%
FAAS
12
First Allied Advisory Services
California
$2.81M -$287K -17,420 -9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.66M +$604K +36,611 +30%
LPL Financial
14
LPL Financial
California
$2.54M -$530K -32,108 -17%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.53M +$72.4K +4,390 +3%
EIM
16
Emerson Investment Management
Massachusetts
$2.41M -$30.1K -1,825 -1%
FAAM
17
First Allied Asset Management
California
$2.15M -$300K -18,207 -12%
TCM
18
Telos Capital Management
California
$2.14M +$139K +8,443 +7%
Lazard Asset Management
19
Lazard Asset Management
New York
$2.09M
SNC
20
Stifel Nicolaus & Co
Missouri
$1.79M -$88.3K -5,354 -5%
Goldman Sachs
21
Goldman Sachs
New York
$1.79M +$836K +50,700 +90%
BL
22
BCWM LLC
Kansas
$1.67M -$490K -29,737 -23%
GAM
23
Gould Asset Management
California
$1.63M +$123K +7,460 +8%
Cohen & Steers
24
Cohen & Steers
New York
$1.6M -$778K -47,201 -33%
SC
25
Scotia Capital
Ontario, Canada
$1.43M +$298K +18,100 +27%