SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

129 hedge funds and large institutions have $197M invested in Saba Capital Income & Opportunities Fund II in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 42 increasing their positions, 31 reducing their positions, and 17 closing their positions.

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.23%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.15%
New
21
Increased
42
Reduced
31
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
RB Capital Management
Nevada
$4.15M
2
FIM
2
Frontier Investment Management
Texas
$12.4M
3
LCM
3
Landscape Capital Management
New Jersey
$4.84M
4
CFP
4
Cornerstone Financial Partners
North Carolina
$9.36M
5
LCM
5
Laurion Capital Management
New York
$2.43M

Top Sellers

1
Barclays
1
Barclays
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$956K
3
BFM
3
Boston Financial Management
Massachusetts
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$4.71M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$6.91M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$25.8M 3,988,980 +15,000 +0.4%
FIM
2
Frontier Investment Management
Texas
$12.4M 1,905,958 +593,038 +45%
PMG
3
Private Management Group
California
$11.6M 1,794,825 +73,390 +4%
Wells Fargo
4
Wells Fargo
California
$10M 1,543,232 -96,577 -6%
CFP
5
Cornerstone Financial Partners
North Carolina
$9.36M 1,444,731 +468,558 +48%
Invesco
6
Invesco
Georgia
$9.25M 1,426,849 +124,589 +10%
Morgan Stanley
7
Morgan Stanley
New York
$8.46M 1,305,931 +75,627 +6%
EAM
8
Evanson Asset Management
California
$7.07M 1,090,526 -25,186 -2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.91M 1,066,518 -114,929 -10%
KLI
10
Kelman-Lazarov Inc
Tennessee
$6.54M 1,009,504 +16,226 +2%
IWC
11
Integrated Wealth Counsel
California
$5.06M 781,554 -26,675 -3%
LCM
12
Landscape Capital Management
New Jersey
$4.84M 746,330 +523,236 +235%
FIMG
13
Financial & Investment Management Group
Michigan
$4.71M 726,338 -170,737 -19%
1CP
14
1607 Capital Partners
Virginia
$4.31M 665,291 -31,700 -5%
RCM
15
RB Capital Management
Nevada
$4.15M 640,367 +640,367 New
PHS
16
Pekin Hardy Strauss
Illinois
$4.11M 634,843 -12,857 -2%
WCM
17
Windsor Capital Management
Arizona
$4M 617,955 -25,173 -4%
Bank of America
18
Bank of America
North Carolina
$3.72M 573,589 +23,089 +4%
Ameriprise
19
Ameriprise
Minnesota
$2.96M 456,570 +16,440 +4%
HighTower Advisors
20
HighTower Advisors
Illinois
$2.84M 438,044 +10,501 +2%
LCM
21
Laurion Capital Management
New York
$2.43M 374,480 +374,480 New
JFA
22
JNBA Financial Advisors
Minnesota
$2.24M 344,912 +344,912 New
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$2.23M 344,517 – –
SFS
24
Shaker Financial Services
Virginia
$2.1M 324,518 +210,144 +184%
GAM
25
Gould Asset Management
California
$2.1M 323,661 +3,060 +1%
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