SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

136 hedge funds and large institutions have $273M invested in Saba Capital Income & Opportunities Fund II in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 47 increasing their positions, 37 reducing their positions, and 16 closing their positions.

Holders
136
Holders Change
-2
Holders Change %
-1.45%
% of All Funds
3.11%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
14
Increased
47
Reduced
37
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$15.5M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.88M
3
Wells Fargo
3
Wells Fargo
California
$32.5M
4
AA
4
Altman Advisors
Illinois
$1.86M
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$797K

Top Sellers

1
CWM
1
Cornerstone Wealth Management
Missouri
$4.99M
2
JFA
2
JNBA Financial Advisors
Minnesota
$0
3
SCM
3
Saba Capital Management
New York
$0
4
WMG
4
WESCAP Management Group
California
$143K
5
RCM
5
RB Capital Management
Nevada
$837K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$32.5M 5,304,494 +302,697 +6%
RCM
2
Rivernorth Capital Management
Florida
$30.4M 4,965,505 +86,579 +2%
ECM
3
Evergreen Capital Management
Washington
– – – –
NWM
4
Nicola Wealth Management
British Columbia, Canada
$15.8M 1,995,000 – –
FIM
5
Frontier Investment Management
Texas
$15.5M 2,530,531 +516,301 +26%
PHS
6
Pekin Hardy Strauss
Illinois
$12.3M 2,015,435 +41,750 +2%
Invesco
7
Invesco
Georgia
$11.2M 1,829,105 +110,780 +6%
NSIM
8
North Star Investment Management
Illinois
$10.5M 1,711,545 +57,687 +3%
PMG
9
Private Management Group
California
$9.79M 1,600,122 -9,335 -0.6%
Morgan Stanley
10
Morgan Stanley
New York
$8.43M 1,378,030 +49,484 +4%
FIMG
11
Financial & Investment Management Group
Michigan
$8.32M 1,358,822 -39,856 -3%
KLI
12
Kelman-Lazarov Inc
Tennessee
$6.97M 1,138,815 +18,436 +2%
EAM
13
Evanson Asset Management
California
$6.18M 1,008,919 -2,516 -0.2%
Bank of America
14
Bank of America
North Carolina
$5.42M 885,971 +52,456 +6%
CWM
15
Cornerstone Wealth Management
Missouri
$4.99M 33,360 -65,659 -66%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.03M 658,074 -115,806 -15%
PPA
17
Parametric Portfolio Associates
Washington
$3.88M 633,476 +346,236 +121%
1CP
18
1607 Capital Partners
Virginia
$3.79M 618,476 +18,000 +3%
Ameriprise
19
Ameriprise
Minnesota
$3.6M 588,301 +32,520 +6%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.48M 568,256 +12,850 +2%
WCM
21
Windsor Capital Management
Arizona
$3.16M 516,654 -25,047 -5%
Stifel Financial
22
Stifel Financial
Missouri
$2.84M 464,614 +63,499 +16%
RJA
23
Raymond James & Associates
Florida
$2.57M 419,093 -53,981 -11%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$2.48M 405,914 +21,115 +5%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$2.33M 380,697 – –
1
2 3 4 5