SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $250M invested in Saba Capital Income & Opportunities Fund II in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 36 reducing their positions, and 13 closing their positions.

Holders
122
Holders Change
-5
Holders Change %
-3.94%
% of All Funds
3.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
8
Increased
41
Reduced
36
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$19.1M
2
NSIM
2
North Star Investment Management
Illinois
$9.54M
3
JFA
3
JNBA Financial Advisors
Minnesota
$5.53M
4
RJA
4
Raymond James & Associates
Florida
$3.36M
5
FIM
5
Frontier Investment Management
Texas
$11.7M

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$2.22M
2
RCM
2
Rivernorth Capital Management
Florida
$24.3M
3
DA
3
Doliver Advisors
Texas
$526K
4
CFP
4
Cornerstone Financial Partners
North Carolina
$7.73M
5
SRC
5
Shufro Rose & Co
New York
$326K
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
– – – –
RCM
2
Rivernorth Capital Management
Florida
$24.3M 3,599,712 -105,369 -3%
Wells Fargo
3
Wells Fargo
California
$19.1M 2,834,724 +848,292 +43%
Morgan Stanley
4
Morgan Stanley
New York
$12.5M 1,856,068 -7,918 -0.4%
PMG
5
Private Management Group
California
$12.1M 1,790,740 -8,370 -0.5%
FIM
6
Frontier Investment Management
Texas
$11.7M 1,732,224 +185,316 +12%
Invesco
7
Invesco
Georgia
$11M 1,636,952 +85,282 +5%
NSIM
8
North Star Investment Management
Illinois
$9.54M 1,414,875 +736,057 +108%
CFP
9
Cornerstone Financial Partners
North Carolina
$7.73M 1,146,286 -71,702 -6%
PHS
10
Pekin Hardy Strauss
Illinois
$7.26M 1,077,013 +68,810 +7%
KLI
11
Kelman-Lazarov Inc
Tennessee
$7.21M 1,069,809 +27,838 +3%
EAM
12
Evanson Asset Management
California
$7.16M 1,062,210 -35,651 -3%
Bank of America
13
Bank of America
North Carolina
$5.65M 838,659 +114,715 +16%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.55M 823,544 -32,863 -4%
JFA
15
JNBA Financial Advisors
Minnesota
$5.53M 820,799 +266,184 +48%
GS
16
Girard Securities
California
$4.6M 682,867 -655 -0.1%
1CP
17
1607 Capital Partners
Virginia
$4.15M 616,391 -26,600 -4%
WCM
18
Windsor Capital Management
Arizona
$4.02M 597,761 – –
Barclays
19
Barclays
United Kingdom
$3.64M 540,168 – –
RJA
20
Raymond James & Associates
Florida
$3.36M 498,235 +187,399 +60%
Ameriprise
21
Ameriprise
Minnesota
$3.34M 495,338 +10,702 +2%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.33M 494,034 +17,303 +4%
WMG
23
WESCAP Management Group
California
$3.1M 459,723 +57,430 +14%
UBS Group
24
UBS Group
Switzerland
$2.79M 414,358 -34,498 -8%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$2.7M 400,997 +2,700 +0.7%
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