SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $134M invested in Saba Capital Income & Opportunities Fund II in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 10 closing their positions.

Holders
122
Holders Change
-3
Holders Change %
-2.4%
% of All Funds
3.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
9
Increased
28
Reduced
39
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$10.5M
2
DA
2
Doliver Advisors
Texas
$2.49M
3
RCM
3
Rivernorth Capital Management
Florida
$19.6M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$3.49M
5
UBS Group
5
UBS Group
Switzerland
$2.62M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.04M
2
MFS
2
MSI Financial Services
Massachusetts
$54K
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
SJIC
4
St. James Investment Company
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.45M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$19.6M 3,226,318 +190,978 +6%
PMG
2
Private Management Group
California
$10.5M 1,725,090 +1,690,790 +4,929%
Wells Fargo
3
Wells Fargo
California
$10.5M 1,724,442 +77,087 +5%
Morgan Stanley
4
Morgan Stanley
New York
$9.04M 1,484,906 -568,289 -28%
Invesco
5
Invesco
Georgia
$8.12M 1,333,582 -55,250 -4%
EAM
6
Evanson Asset Management
California
$7.39M 1,213,157 -68,587 -5%
FIM
7
Frontier Investment Management
Texas
$6.15M 1,013,520 +6,329 +0.6%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$5.46M 896,588 -19,474 -2%
WCM
9
Windsor Capital Management
Arizona
$5.01M 822,606 -88,584 -10%
Bank of America
10
Bank of America
North Carolina
$4.04M 663,765 +53,961 +9%
GC
11
Guggenheim Capital
Illinois
$3.54M 581,270 -162,940 -22%
NHFG
12
New Harbor Financial Group
Massachusetts
$3.49M 573,277 +169,081 +42%
UBS Group
13
UBS Group
Switzerland
$2.62M 430,112 +128,264 +42%
DA
14
Doliver Advisors
Texas
$2.49M 408,648 +280,523 +219%
EHC
15
Everett Harris & Co
California
$2.12M 347,536 -36,081 -9%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$2.1M 344,517 – –
AA
17
AQR Arbitrage
Connecticut
$1.85M 304,373 +53,401 +21%
GAM
18
Gould Asset Management
California
$1.82M 299,519 +21,091 +8%
LPL Financial
19
LPL Financial
California
$1.81M 293,905 -92,100 -24%
EIM
20
Emerson Investment Management
Massachusetts
$1.69M 276,669 +350 +0.1%
RJA
21
Raymond James & Associates
Florida
$1.45M 237,990 -102,176 -30%
Ameriprise
22
Ameriprise
Minnesota
$1.28M 210,367 +7,834 +4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.26M 206,164 -18,605 -8%
SC
24
Scotia Capital
Ontario, Canada
$1.22M 199,500 – –
PPA
25
Parametric Portfolio Associates
Washington
$1.05M 172,986 – –
1
2 3 4 5