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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEWT icon
1626
NewtekOne
NEWT
$411M
$625K ﹤0.01%
27,611
+58
+0.2% +$1.31K
ISCG icon
1627
iShares Morningstar Small-Cap Growth ETF
ISCG
$971M
$624K ﹤0.01%
17,652
-2,796
-14% -$94.8K
CM icon
1628
Canadian Imperial Bank of Commerce
CM
$107B
$623K ﹤0.01%
16,612
+2,512
+18% +$106K
HII icon
1629
Huntington Ingalls Industries
HII
$11.3B
$623K ﹤0.01%
2,733
+383
+16% +$90.8K
IEX icon
1630
IDEX
IEX
$16.4B
$623K ﹤0.01%
3,621
-1,170
-24% -$189K
RXL icon
1631
ProShares Ultra Health Care
RXL
$85.8M
$623K ﹤0.01%
19,576
-288
-1% -$8.05K
LNG icon
1632
Cheniere Energy
LNG
$54.5B
$621K ﹤0.01%
10,168
-7,868
-44% -$484K
RXI icon
1633
iShares Global Consumer Discretionary ETF
RXI
$248M
$621K ﹤0.01%
4,930
-99
-2% -$12.2K
GLU
1634
Gabelli Utility & Income Trust
GLU
$116M
$620K ﹤0.01%
32,825
+10,850
+49% +$202K
CPAY icon
1635
Corpay
CPAY
$25B
$619K ﹤0.01%
3,015
+859
+40% +$253K
HPS
1636
John Hancock Preferred Income Fund III
HPS
$457M
$617K ﹤0.01%
31,971
-600
-2% -$11.5K
PUK icon
1637
Prudential
PUK
$36.4B
$616K ﹤0.01%
16,618
-3,523
-17% -$124K
EDU icon
1638
New Oriental
EDU
$7.92B
$615K ﹤0.01%
5,073
+54
+1% +$6.46K
HBNC icon
1639
Horizon Bancorp
HBNC
$1.04B
$614K ﹤0.01%
32,331
+163
+0.5% +$2.99K
BFAM icon
1640
Bright Horizons
BFAM
$4.14B
$613K ﹤0.01%
4,030
+174
+5% +$26.1K
EAGG icon
1641
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$613K ﹤0.01%
11,546
+4,185
+57% +$225K
MORT icon
1642
VanEck Mortgage REIT Income ETF
MORT
$364M
$613K ﹤0.01%
25,569
+1,511
+6% +$35.7K
VCV icon
1643
Invesco California Value Municipal Income Trust
VCV
$514M
$612K ﹤0.01%
47,726
+18,476
+63% +$232K
NKX icon
1644
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$650M
$611K ﹤0.01%
40,150
+1,682
+4% +$25.5K
INGR icon
1645
Ingredion
INGR
$6.41B
$610K ﹤0.01%
6,557
-504
-7% -$42.3K
VIOG icon
1646
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$609K ﹤0.01%
7,352
+146
+2% +$11.6K
STLD icon
1647
Steel Dynamics
STLD
$35.6B
$608K ﹤0.01%
18,031
+2,973
+20% +$94.9K
THO icon
1648
Thor Industries
THO
$4.03B
$608K ﹤0.01%
8,181
-31
-0.4% -$2K
BAC.PRL icon
1649
Bank of America Series L
BAC.PRL
$3.96B
$607K ﹤0.01%
419
+94
+29% +$139K
CFG icon
1650
Citizens Financial Group
CFG
$30B
$607K ﹤0.01%
14,945
+1,795
+14% +$67.2K
64 65
66
67 68

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.