Ladenburg Thalmann Financial Services’s Nuveen California AMT-Free Quality Municipal Income Fund NKX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NKX Stock Details NKX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$611K	Buy	40,150 +1,682	+4%	+$25.5K	﹤0.01%	1644
2019 Q3	$581K	Buy	38,468 +5	+0%	+$76	﹤0.01%	1641
2019 Q2	$561K	Buy	38,463 +3,532	+10%	+$50.2K	﹤0.01%	1659
2019 Q1	$486K	Buy	34,931 +6,196	+22%	+$83.1K	﹤0.01%	1711
2018 Q4	$364K	Buy	28,735 +15,700	+120%	+$198K	﹤0.01%	1776
2018 Q3	$167K	Sell	13,035 -1,011	-7%	-$13.6K	﹤0.01%	2450
2018 Q2	$191K	Hold	14,046	–	–	﹤0.01%	2275
2018 Q1	$191K	Sell	14,046 -94,265	-87%	-$1.35M	﹤0.01%	2275
2017 Q4	$1.66M	Buy	108,311 +15,118	+16%	+$235K	0.02%	782
2017 Q3	$1.47M	Buy	93,193 +408	+0.4%	+$6.46K	0.02%	775
2017 Q2	$1.44M	Buy	92,785 +4,080	+5%	+$61.9K	0.02%	736
2017 Q1	$1.31M	Buy	88,705 +6,555	+8%	+$95.4K	0.02%	753
2016 Q4	$1.18M	Buy	82,150 +6,030	+8%	+$89.3K	0.02%	761
2016 Q3	$1.26M	Buy	76,120 +5,611	+8%	+$95.7K	0.02%	670
2016 Q2	$1.2M	Buy	70,509 +930	+1%	+$15.2K	0.02%	670
2016 Q1	$1.11M	Sell	69,579 -2,399	-3%	-$37.6K	0.02%	649
2015 Q4	$1.11M	Buy	71,978 +3,606	+5%	+$53.9K	0.02%	642
2015 Q3	$1M	Buy	68,372 +2,300	+3%	+$33.3K	0.02%	636
2015 Q2	$937K	Buy	66,072 +6,315	+11%	+$92.3K	0.02%	746
2015 Q1	$893K	Buy	59,757 +2,968	+5%	+$44K	0.02%	748
2014 Q4	$837K	Buy	56,789 +7,495	+15%	+$106K	0.02%	676
2014 Q3	$687K	Buy	49,294 +21,400	+77%	+$294K	0.02%	655
2014 Q2	$381K	Buy	27,894 +25,818	+1,244%	+$350K	0.01%	886
2014 Q1	$28K	Buy	2,076 +1,666	+406%	+$21.5K	﹤0.01%	2353
2013 Q4	$5K	Hold	410	–	–	﹤0.01%	3259
2013 Q3	$5K	Hold	410	–	–	﹤0.01%	3186
2013 Q2	$6K	Buy	+410	New	+$5.77K	﹤0.01%	2974

Other funds holding NKX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $174M AUM 21.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Leisure Capital Management Costa Mesa, California $320M AUM 39.11% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NKX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Nuveen California AMT-Free Quality Municipal Income Fund (NKX) stake by 4.4% in Q4 2019, buying an estimated $25.5K and bringing the position to 40,150 shares worth $611K. The position accounts for ﹤0.01% of the portfolio, ranked #1644.

Ladenburg Thalmann Financial Services first reported a position in NKX in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.66M in Q4 2017. 66 funds tracked by Wall St. Rank hold NKX as of Q4 2019.

Ladenburg Thalmann Financial Services held 40,150 shares of Nuveen California AMT-Free Quality Municipal Income Fund worth $611K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,682 Nuveen California AMT-Free Quality Municipal Income Fund shares in Q4 2019, an estimated $25.5K.
Nuveen California AMT-Free Quality Municipal Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1644 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen California AMT-Free Quality Municipal Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Nuveen California AMT-Free Quality Municipal Income Fund position peaked at $1.66M in Q4 2017.
66 funds tracked by Wall St. Rank held Nuveen California AMT-Free Quality Municipal Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.