Ladenburg Thalmann Financial Services’s Saba Capital Income & Opportunities Fund BRW Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BRW Stock Details BRW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$641K	Sell	63,865 -95,867	-60%	-$925K	﹤0.01%	1608
2019 Q3	$1.5M	Sell	159,732 -4,948	-3%	-$46.7K	0.01%	969
2019 Q2	$1.57M	Sell	164,680 -3,651	-2%	-$35K	0.01%	925
2019 Q1	$1.61M	Sell	168,331 -20,178	-11%	-$191K	0.01%	887
2018 Q4	$1.7M	Buy	188,509 +35,798	+23%	+$341K	0.02%	746
2018 Q3	$1.52M	Buy	152,711 +58,862	+63%	+$586K	0.01%	867
2018 Q2	$978K	Hold	93,849	–	–	0.01%	1084
2018 Q1	$978K	Sell	93,849 -979	-1%	-$10.1K	0.01%	1084
2017 Q4	$961K	Buy	94,828 +20,323	+27%	+$208K	0.01%	1098
2017 Q3	$779K	Buy	74,505 +16,535	+29%	+$173K	0.01%	1149
2017 Q2	$624K	Buy	57,970 +15,611	+37%	+$168K	0.01%	1245
2017 Q1	$459K	Sell	42,359 -814	-2%	-$9.01K	0.01%	1361
2016 Q4	$479K	Buy	43,173 +21,084	+95%	+$226K	0.01%	1279
2016 Q3	$234K	Sell	22,089 -3,408	-13%	-$35.5K	﹤0.01%	1653
2016 Q2	$261K	Buy	25,497 +40	+0.2%	+$405	﹤0.01%	1497
2016 Q1	$257K	Buy	25,457 +999	+4%	+$9.62K	﹤0.01%	1436
2015 Q4	$248K	Buy	24,458 +1,362	+6%	+$13.7K	﹤0.01%	1434
2015 Q3	$234K	Sell	23,096 -2,281	-9%	-$24K	﹤0.01%	1378
2015 Q2	$267K	Buy	25,377 +18	+0.1%	+$199	﹤0.01%	1403
2015 Q1	$281K	Sell	25,359 -951	-4%	-$10.3K	0.01%	1346
2014 Q4	$279K	Buy	26,310 +12,643	+93%	+$136K	0.01%	1215
2014 Q3	$150K	Sell	13,667 -984	-7%	-$11K	﹤0.01%	1365
2014 Q2	$170K	Buy	14,651 +1,292	+10%	+$14.8K	﹤0.01%	1283
2014 Q1	$155K	Buy	13,359 +63	+0.5%	+$736	﹤0.01%	1265
2013 Q4	$155K	Buy	13,296 +3,551	+36%	+$42.3K	﹤0.01%	1203
2013 Q3	$118K	Buy	9,745 +4,069	+72%	+$49.7K	﹤0.01%	1293
2013 Q2	$72K	Buy	+5,676	New	+$73.8K	﹤0.01%	1474

Other funds holding BRW

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BRW Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Saba Capital Income & Opportunities Fund (BRW) stake by 60% in Q4 2019, selling an estimated $925K and leaving 63,865 shares worth $641K. The position accounts for ﹤0.01% of the portfolio, ranked #1608.

Ladenburg Thalmann Financial Services first reported a position in BRW in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.7M in Q4 2018. 106 funds tracked by Wall St. Rank hold BRW as of Q4 2019.

Ladenburg Thalmann Financial Services held 63,865 shares of Saba Capital Income & Opportunities Fund worth $641K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 95,867 Saba Capital Income & Opportunities Fund shares in Q4 2019, an estimated $925K.
Saba Capital Income & Opportunities Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1608 holding.
Ladenburg Thalmann Financial Services first reported a position in Saba Capital Income & Opportunities Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Saba Capital Income & Opportunities Fund position peaked at $1.7M in Q4 2018.
106 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.