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BRW

Saba Capital Income & Opportunities Fund

78 hedge funds and large institutions have $135M invested in Saba Capital Income & Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

13% more funds holding

Funds holding: 6978 (+9)

0.22% less ownership

Funds ownership: 8.05%7.84% (-0.22%)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

7% less capital invested

Capital invested by funds: $144M → $135M (-$9.44M)

Holders
78
Holders Change
+9
Holders Change %
+13.04%
% of All Funds
2.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
19
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51M -$4.09M -343,176 -7%
Invesco
2
Invesco
Georgia
$21.1M -$4.06M -341,213 -16%
Bank of America
3
Bank of America
North Carolina
$18.2M -$172K -14,424 -0.9%
GC
4
Guggenheim Capital
Illinois
$6.7M +$350K +29,389 +5%
U
5
UBS
Switzerland
$5.68M +$1.45M +121,804 +33%
JP Morgan Chase
6
JP Morgan Chase
New York
$5.64M +$1.27M +106,337 +28%
Wells Fargo
7
Wells Fargo
California
$3.26M -$613K -51,473 -16%
CS
8
Credit Suisse
Switzerland
$2.65M -$40.5K -3,402 -1%
AAM
9
Advisors Asset Management
Colorado
$2.4M -$724K -60,742 -23%
HK
10
Horizon Kinetics
New York
$1.85M +$12.2K +1,022 +0.6%
ARC
11
Absolute Return Capital
Massachusetts
$1.74M -$492K -41,294 -22%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.48M -$127K -10,674 -8%
LPL Financial
13
LPL Financial
California
$1.46M -$228K -19,115 -13%
PP
14
Paloma Partners
Connecticut
$1.09M +$1.12M +94,075 New
RJA
15
Raymond James & Associates
Florida
$970K +$216K +18,147 +28%
IAS
16
IMA Advisory Services
Colorado
$862K
OC
17
Oppenheimer & Co
New York
$632K +$647K +54,325 New
SG Americas Securities
18
SG Americas Securities
New York
$570K +$583K +48,959 New
IC
19
Iconiq Capital
California
$494K +$403K +33,830 +393%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$490K -$196K -16,481 -28%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$372K -$36.9K -3,094 -9%
RCM
22
Rivernorth Capital Management
Florida
$340K +$348K +29,213 New
WS
23
Wedbush Securities
California
$322K -$20.2K -1,695 -6%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$318K +$81.6K +6,851 +33%
WAM
25
Wolverine Asset Management
Illinois
$296K +$303K +25,442 New

BRW Hedge Fund Activity: Q4 2013 in Review

78 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund (BRW) for Q4 2013, worth a combined $135M — down 6.6% from $144M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new BRW positions and 7 closed out — a net gain of 10 holders — while 19 added to existing stakes and 21 trimmed.

The largest buyer was UBS, adding an estimated $1.45M. The largest seller was Morgan Stanley, cutting an estimated $4.09M.

  • 78 institutional investors held Saba Capital Income & Opportunities Fund (BRW) as of Q4 2013, up from 69 in Q3 2013.
  • Funds reported $135M of Saba Capital Income & Opportunities Fund stock for Q4 2013, down 6.6% quarter-over-quarter.
  • 17 funds opened new Saba Capital Income & Opportunities Fund positions in Q4 2013 and 7 closed out, a net change of +10 holders.
  • The largest Saba Capital Income & Opportunities Fund buyer in Q4 2013 was UBS, an estimated $1.45M added.
  • The largest Saba Capital Income & Opportunities Fund seller in Q4 2013 was Morgan Stanley, an estimated $4.09M sold.

Based on aggregated 13F filings for Q4 2013.