BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

78 hedge funds and large institutions have $135M invested in Saba Capital Income & Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+9
Holders Change %
+13.04%
% of All Funds
2.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
19
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
$5.68M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$5.64M
3
PP
Paloma Partners
Connecticut
$1.1M
4
OC
Oppenheimer & Co
New York
$632K
5
SG Americas Securities
SG Americas Securities
New York
$570K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$51M
2
Invesco
Invesco
Georgia
$21.1M
3
AAM
Advisors Asset Management
Colorado
$2.4M
4
Wells Fargo
Wells Fargo
California
$3.26M
5
ARC
Absolute Return Capital
Massachusetts
$1.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$51M -$3.99M -343,176 -7%
Invesco
2
Invesco
Georgia
$21.1M -$3.97M -341,213 -16%
Bank of America
3
Bank of America
North Carolina
$18.2M -$168K -14,424 -0.9%
GC
4
Guggenheim Capital
Illinois
$6.7M +$342K +29,389 +5%
U
5
UBS
Switzerland
$5.68M +$1.42M +121,804 +33%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$5.64M +$1.24M +106,337 +28%
Wells Fargo
7
Wells Fargo
California
$3.26M -$599K -51,473 -16%
CS
8
Credit Suisse
Switzerland
$2.65M -$39.6K -3,402 -1%
AAM
9
Advisors Asset Management
Colorado
$2.4M -$707K -60,742 -23%
HK
10
Horizon Kinetics
New York
$1.85M +$11.9K +1,022 +0.6%
ARC
11
Absolute Return Capital
Massachusetts
$1.74M -$481K -41,294 -22%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.48M -$124K -10,674 -8%
LPL Financial
13
LPL Financial
California
$1.46M -$223K -19,115 -13%
PP
14
Paloma Partners
Connecticut
$1.1M +$1.1M +94,075 New
RJA
15
Raymond James & Associates
Florida
$970K +$211K +18,147 +28%
IAS
16
IMA Advisory Services
Colorado
$862K – – –
OC
17
Oppenheimer & Co
New York
$632K +$632K +54,325 New
SG Americas Securities
18
SG Americas Securities
New York
$570K +$570K +48,959 New
IC
19
Iconiq Capital
California
$494K +$394K +33,830 +393%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$490K -$192K -16,481 -28%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$372K -$36K -3,094 -9%
RCM
22
Rivernorth Capital Management
Florida
$340K +$340K +29,213 New
WS
23
Wedbush Securities
California
$322K -$19.7K -1,695 -6%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$318K +$79.7K +6,851 +33%
WAM
25
Wolverine Asset Management
Illinois
$296K +$296K +25,442 New
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