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BRW

Saba Capital Income & Opportunities Fund

80 hedge funds and large institutions have $154M invested in Saba Capital Income & Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1% more funds holding

Funds holding: 7980 (+1)

9% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 22

1% more capital invested

Capital invested by funds: $152M → $154M (+$1.85M)

0.52% more ownership

Funds ownership: 7.92%8.44% (+0.52%)

Holders
80
Holders Change
+1
Holders Change %
+1.27%
% of All Funds
2.32%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
9
Increased
24
Reduced
22
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.8M -$2.4M -215,640 -4%
Invesco
2
Invesco
Georgia
$15.8M
Bank of America
3
Bank of America
North Carolina
$11.6M -$680K -61,005 -5%
GC
4
Guggenheim Capital
Illinois
$6.99M +$364K +32,692 +5%
NCM
5
Newgate Capital Management
Connecticut
$6.24M -$375K -33,659 -6%
JP Morgan Chase
6
JP Morgan Chase
New York
$6.02M +$696K +62,423 +13%
BCC
7
Bain Capital Credit
Massachusetts
$4.78M +$4.84M +434,167 New
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.4M +$1.67M +150,000 +60%
U
9
UBS
Switzerland
$4.02M -$1.86M -166,438 -31%
MIG
10
Mariner Investment Group
New York
$3.48M -$711K -63,751 -17%
RCM
11
Robinson Capital Management
Michigan
$3.23M +$65.2K +5,850 +2%
Janus Henderson Group
12
Janus Henderson Group
United Kingdom
$3M +$3.04M +273,000 New
UCFA
13
United Capital Financial Advisors
Texas
$2.89M +$14.9K +1,337 +0.5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.7M -$74.6K -6,695 -3%
TFMS
15
Trust & Fiduciary Management Services
Massachusetts
$2.54M +$2.57M +230,896 New
CA
16
Cornerstone Advisors
North Carolina
$2.31M +$80.5K +7,225 +4%
TAM
17
Trust Asset Management
Texas
$2.13M
CS
18
Credit Suisse
Switzerland
$1.83M -$482K -43,213 -21%
HK
19
Horizon Kinetics
New York
$1.65M -$2.41K -216 -0.1%
Wells Fargo
20
Wells Fargo
California
$1.58M +$192K +17,182 +14%
CA
21
Cetera Advisors
Colorado
$1.3M +$624K +55,939 +90%
RJA
22
Raymond James & Associates
Florida
$985K -$48.7K -4,366 -5%
HNB
23
Huntington National Bank
Ohio
$907K
LPL Financial
24
LPL Financial
California
$899K +$171K +15,342 +23%
IAS
25
IMA Advisory Services
Colorado
$814K +$320K +28,700 +63%

BRW Hedge Fund Activity: Q3 2014 in Review

80 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund (BRW) for Q3 2014, worth a combined $154M — up 1.2% from $152M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new BRW positions and 8 closed out — a net gain of 1 holder — while 24 added to existing stakes and 22 trimmed.

The largest buyer was Bain Capital Credit, opening a new position worth an estimated $4.84M. The largest seller was Morgan Stanley, cutting an estimated $2.4M.

  • 80 institutional investors held Saba Capital Income & Opportunities Fund (BRW) as of Q3 2014, up from 79 in Q2 2014.
  • Funds reported $154M of Saba Capital Income & Opportunities Fund stock for Q3 2014, up 1.2% quarter-over-quarter.
  • 9 funds opened new Saba Capital Income & Opportunities Fund positions in Q3 2014 and 8 closed out, a net change of +1 holder.
  • The largest Saba Capital Income & Opportunities Fund buyer in Q3 2014 was Bain Capital Credit, an estimated $4.84M added.
  • The largest Saba Capital Income & Opportunities Fund seller in Q3 2014 was Morgan Stanley, an estimated $2.4M sold.

Based on aggregated 13F filings for Q3 2014.