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BRW

Saba Capital Income & Opportunities Fund

82 hedge funds and large institutions have $161M invested in Saba Capital Income & Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 22 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 20

3% more funds holding

Funds holding: 8082 (+2)

1.28% more ownership

Funds ownership: 8.44%9.72% (+1.3%)

5% more capital invested

Capital invested by funds: $154M → $161M (+$7.26M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
82
Holders Change
+2
Holders Change %
+2.5%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
15
Increased
22
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.1M +$130K +12,093 +0.2%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$18.1M +$18.2M +1,700,000 New
Bank of America
3
Bank of America
North Carolina
$17.4M +$6.28M +586,142 +56%
Invesco
4
Invesco
Georgia
$12.4M
GC
5
Guggenheim Capital
Illinois
$7.04M +$295K +27,496 +4%
NCM
6
Newgate Capital Management
Connecticut
$6.88M +$865K +80,718 +14%
JP Morgan Chase
7
JP Morgan Chase
New York
$5.81M
TAM
8
Trust Asset Management
Texas
$3.57M +$1.63M +152,158 +83%
UBS Group
9
UBS Group
Switzerland
$3.24M +$3.27M +305,063 New
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$3.18M -$1.07M -100,000 -25%
MIG
11
Mariner Investment Group
New York
$3.01M -$344K -32,129 -10%
Janus Henderson Group
12
Janus Henderson Group
United Kingdom
$2.9M
UCFA
13
United Capital Financial Advisors
Texas
$2.21M -$581K -54,165 -21%
CA
14
Cornerstone Advisors
North Carolina
$1.87M -$363K -33,850 -16%
SG Americas Securities
15
SG Americas Securities
New York
$1.79M +$1.81M +168,593 New
Wells Fargo
16
Wells Fargo
California
$1.74M +$220K +20,494 +14%
CS
17
Credit Suisse
Switzerland
$1.64M -$130K -12,157 -7%
HK
18
Horizon Kinetics
New York
$1.55M -$45.7K -4,261 -3%
CA
19
Cetera Advisors
Colorado
$1.22M -$33.2K -3,100 -3%
LPL Financial
20
LPL Financial
California
$966K +$93.9K +8,757 +11%
HNB
21
Huntington National Bank
Ohio
$875K
RCM
22
Rivernorth Capital Management
Florida
$695K +$701K +65,402 New
FIMG
23
Financial & Investment Management Group
Michigan
$666K +$672K +62,732 New
DA
24
Doliver Advisors
Texas
$613K +$539K +50,324 +675%
Stifel Financial
25
Stifel Financial
Missouri
$610K +$10.1K +938 +2%

BRW Hedge Fund Activity: Q4 2014 in Review

82 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund (BRW) for Q4 2014, worth a combined $161M — up 4.7% from $154M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new BRW positions and 10 closed out — a net gain of 5 holders — while 22 added to existing stakes and 20 trimmed.

The largest buyer was Baillie Gifford & Co, opening a new position worth an estimated $18.2M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $2.7M sold.

  • 82 institutional investors held Saba Capital Income & Opportunities Fund (BRW) as of Q4 2014, up from 80 in Q3 2014.
  • Funds reported $161M of Saba Capital Income & Opportunities Fund stock for Q4 2014, up 4.7% quarter-over-quarter.
  • 15 funds opened new Saba Capital Income & Opportunities Fund positions in Q4 2014 and 10 closed out, a net change of +5 holders.
  • The largest Saba Capital Income & Opportunities Fund buyer in Q4 2014 was Baillie Gifford & Co, an estimated $18.2M added.
  • The largest Saba Capital Income & Opportunities Fund seller in Q4 2014 was Envestnet Asset Management, an estimated $2.7M sold.

Based on aggregated 13F filings for Q4 2014.