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BRW

Saba Capital Income & Opportunities Fund

85 hedge funds and large institutions have $196M invested in Saba Capital Income & Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $176M → $196M (+$19.7M)

2.29% more ownership

Funds ownership: 10.76%13.05% (+2.3%)

6% less funds holding

Funds holding: 9085 (-5)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
85
Holders Change
-5
Holders Change %
-5.56%
% of All Funds
2.37%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
21
Reduced
26
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.9M -$1.66M -158,156 -3%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$36.9M +$19.5M +1,850,000 +103%
Invesco
3
Invesco
Georgia
$18.4M +$19.2M +1,820,910 New
Bank of America
4
Bank of America
North Carolina
$12.2M -$623K -59,174 -5%
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$8.55M +$1.72M +163,850 +24%
GC
6
Guggenheim Capital
Illinois
$7.38M -$4.17K -396 -0.1%
Bessemer Group
7
Bessemer Group
New Jersey
$7.34M +$305K +29,000 +4%
JP Morgan Chase
8
JP Morgan Chase
New York
$5.54M
EVM
9
Eaton Vance Management
Massachusetts
$5.24M
UCFA
10
United Capital Financial Advisors
Texas
$4.01M +$438K +41,604 +12%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$3.92M +$338K +32,102 +9%
NCM
12
Newgate Capital Management
Connecticut
$3.31M -$1.6M -152,149 -32%
Janus Henderson Group
13
Janus Henderson Group
United Kingdom
$2.76M
KKRC
14
Kohlberg Kravis Roberts & Co
New York
$2.69M +$2.79M +265,660 New
UBS Group
15
UBS Group
Switzerland
$2.42M +$14.4K +1,373 +0.6%
Loomis, Sayles & Company
16
Loomis, Sayles & Company
Massachusetts
$2.28M
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.78M +$1.79M +170,126 +3,085%
Wells Fargo
18
Wells Fargo
California
$1.33M -$414K -39,356 -23%
FIMG
19
Financial & Investment Management Group
Michigan
$1.3M +$575K +54,638 +74%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.29M +$1.34M +127,194 New
APSP
21
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.22M -$41.5K -3,943 -3%
CA
22
Cetera Advisors
Colorado
$1.17M
AAM
23
Advisors Asset Management
Colorado
$1.08M +$703K +66,811 +166%
LPL Financial
24
LPL Financial
California
$885K -$106K -10,080 -10%
BA
25
BlackRock Advisors
Delaware
$798K

BRW Hedge Fund Activity: Q3 2015 in Review

85 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund (BRW) for Q3 2015, worth a combined $196M — up 11% from $176M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of BRW and 8 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 21 added.

The largest buyer was Baillie Gifford & Co, adding an estimated $19.5M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $2.46M sold.

  • 85 institutional investors held Saba Capital Income & Opportunities Fund (BRW) as of Q3 2015, down from 90 in Q2 2015.
  • Funds reported $196M of Saba Capital Income & Opportunities Fund stock for Q3 2015, up 11% quarter-over-quarter.
  • 8 funds opened new Saba Capital Income & Opportunities Fund positions in Q3 2015 and 11 closed out, a net change of -3 holders.
  • The largest Saba Capital Income & Opportunities Fund buyer in Q3 2015 was Baillie Gifford & Co, an estimated $19.5M added.
  • The largest Saba Capital Income & Opportunities Fund seller in Q3 2015 was Rivernorth Capital Management, an estimated $2.46M sold.

Based on aggregated 13F filings for Q3 2015.