BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

69 hedge funds and large institutions have $144M invested in Saba Capital Income & Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
2.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.62M
2
Bank of America
2
Bank of America
North Carolina
$19.1M
3
U
3
UBS
Switzerland
$4.44M
4
SNC
4
Stifel Nicolaus & Co
Missouri
$476K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$248K

Top Sellers

1
Invesco
1
Invesco
Georgia
$26.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$57.3M
3
AAM
3
Advisors Asset Management
Colorado
$3.24M
4
HK
4
Horizon Kinetics
New York
$1.91M
5
ARC
5
Absolute Return Capital
Massachusetts
$2.31M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$57.3M 9,452,519 -458,900 -5%
Invesco
2
Invesco
Georgia
$26.1M 4,308,750 -623,589 -13%
Bank of America
3
Bank of America
North Carolina
$19.1M 3,151,310 +216,000 +7%
GC
4
Guggenheim Capital
Illinois
$6.62M 1,092,828 +271,565 +33%
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$4.59M 756,800 – –
U
6
UBS
Switzerland
$4.44M 732,642 +140,571 +24%
Wells Fargo
7
Wells Fargo
California
$4.02M 663,853 +28,794 +5%
AAM
8
Advisors Asset Management
Colorado
$3.24M 534,448 -218,541 -29%
CS
9
Credit Suisse
Switzerland
$2.8M 462,621 -75,530 -14%
ARC
10
Absolute Return Capital
Massachusetts
$2.31M 381,254 -123,326 -24%
HK
11
Horizon Kinetics
New York
$1.91M 315,415 -126,027 -29%
LPL Financial
12
LPL Financial
California
$1.74M 289,750 -41,830 -13%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.67M 274,734 -853 -0.3%
IAS
14
IMA Advisory Services
Colorado
$897K 148,050 – –
RJA
15
Raymond James & Associates
Florida
$790K 130,313 +9,536 +8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$710K 117,081 +9,088 +8%
SNC
17
Stifel Nicolaus & Co
Missouri
$476K 78,509 +47,809 +156%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$425K 70,073 +542 +0.8%
WS
19
Wedbush Securities
California
$356K 58,709 -772 -1%
SFG
20
Sather Financial Group
Texas
$266K 43,950 – –
Bank of New York Mellon
21
Bank of New York Mellon
New York
$248K 41,000 +41,000 New
Barclays
22
Barclays
United Kingdom
$240K 40,000 -18,000 -31%
FAAS
23
First Allied Advisory Services
California
$222K 36,504 +1,020 +3%
CL
24
CPWM LLC
Washington
$206K 32,335 – –
Jane Street
25
Jane Street
New York
$176K 29,107 -35,296 -55%
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