BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

79 hedge funds and large institutions have $139M invested in Saba Capital Income & Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
19
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
+$5.16M
2
Morgan Stanley
Morgan Stanley
New York
+$5.04M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$2.16M
4
RCM
Robinson Capital Management
Michigan
+$1.1M
5
UCFA
United Capital Financial Advisors
Texas
+$934K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$5.03M
2
Invesco
Invesco
Georgia
-$2.06M
3
Wells Fargo
Wells Fargo
California
-$1.77M
4
HighTower Advisors
HighTower Advisors
Illinois
-$1.18M
5
AAM
Advisors Asset Management
Colorado
-$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$55.9M +$5.04M +434,918 +10%
Invesco
2
Invesco
Georgia
$19M -$2.06M -177,606 -10%
Bank of America
3
Bank of America
North Carolina
$13.1M -$5.03M -433,722 -28%
GC
4
Guggenheim Capital
Illinois
$6.32M -$357K -30,794 -5%
U
5
UBS
Switzerland
$5.83M +$167K +14,378 +3%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$5.62M – – –
NCM
7
Newgate Capital Management
Connecticut
$5.16M +$5.16M +445,027 New
CS
8
Credit Suisse
Switzerland
$2.46M -$187K -16,084 -7%
TAM
9
Trust Asset Management
Texas
$2.2M +$2.2M +189,466 New
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$2.16M +$2.16M +187,500 New
ARC
11
Absolute Return Capital
Massachusetts
$1.95M +$218K +18,801 +13%
HK
12
Horizon Kinetics
New York
$1.83M -$9.08K -783 -0.5%
Wells Fargo
13
Wells Fargo
California
$1.49M -$1.77M -152,355 -54%
AAM
14
Advisors Asset Management
Colorado
$1.3M -$1.1M -94,423 -46%
RCM
15
Robinson Capital Management
Michigan
$1.1M +$1.1M +94,371 New
RJA
16
Raymond James & Associates
Florida
$1.06M +$96.1K +8,291 +10%
LPL Financial
17
LPL Financial
California
$989K -$469K -40,482 -32%
UCFA
18
United Capital Financial Advisors
Texas
$934K +$934K +80,510 New
IAS
19
IMA Advisory Services
Colorado
$859K – – –
CA
20
Cetera Advisors
Colorado
$720K +$432K +37,250 +150%
OC
21
Oppenheimer & Co
New York
$569K -$61.2K -5,279 -10%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$549K +$61.5K +5,308 +13%
SFS
23
Shaker Financial Services
Virginia
$519K +$519K +44,715 New
IC
24
Iconiq Capital
California
$492K – – –
GLA
25
Great Lakes Advisors
Illinois
$457K +$457K +39,354 New
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