Horizon Kinetics’s Saba Capital Income & Opportunities Fund BRW Stock Holding History

Horizon Kinetics’s Portfolio BRW Stock Details BRW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,807	Closed	-$104K	–	510
2016 Q3	$104K	Sell	9,807 -407	-4%	-$4.24K	﹤0.01%	496
2016 Q2	$105K	Hold	10,214	–	–	﹤0.01%	507
2016 Q1	$103K	Sell	10,214 -23,454	-70%	-$226K	﹤0.01%	508
2015 Q4	$341K	Sell	33,668 -7,076	-17%	-$71K	0.01%	433
2015 Q3	$412K	Sell	40,744 -66,625	-62%	-$701K	0.01%	406
2015 Q2	$1.13M	Sell	107,369 -9,830	-8%	-$109K	0.02%	213
2015 Q1	$1.3M	Sell	117,199 -28,738	-20%	-$310K	0.02%	197
2014 Q4	$1.55M	Sell	145,937 -4,261	-3%	-$45.7K	0.02%	189
2014 Q3	$1.65M	Sell	150,198 -216	-0.1%	-$2.41K	0.02%	183
2014 Q2	$1.74M	Sell	150,414 -7,533	-5%	-$86.1K	0.02%	178
2014 Q1	$1.83M	Sell	157,947 -783	-0.5%	-$9.15K	0.02%	173
2013 Q4	$1.85M	Buy	158,730 +1,022	+0.6%	+$12.2K	0.02%	174
2013 Q3	$1.91M	Sell	157,708 -63,013	-29%	-$770K	0.03%	159
2013 Q2	$2.81M	Buy	+220,721	New	+$2.87M	0.04%	135

Other funds holding BRW

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Horizon Kinetics's BRW Position: Q4 2016 in Review

Horizon Kinetics sold out of Saba Capital Income & Opportunities Fund (BRW) in Q4 2016, closing a stake of 9,807 shares — an estimated $104K sold.

Horizon Kinetics first reported a position in BRW in Q2 2013 and held it in 14 quarters. The position peaked at $2.81M in Q2 2013. 92 funds tracked by Wall St. Rank hold BRW as of Q4 2016.

Horizon Kinetics reported no remaining Saba Capital Income & Opportunities Fund position as of Q4 2016 after selling out during the quarter.
Horizon Kinetics sold 9,807 Saba Capital Income & Opportunities Fund shares in Q4 2016, an estimated $104K.
Horizon Kinetics first reported a position in Saba Capital Income & Opportunities Fund in Q2 2013 and held it in 14 quarters.
Horizon Kinetics's Saba Capital Income & Opportunities Fund position peaked at $2.81M in Q2 2013.
92 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund as of Q4 2016.

Based on Horizon Kinetics's 13F filing for Q4 2016, filed 14 Feb 2017.