Ladenburg Thalmann Financial Services’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$629K	Sell	20,271 -668	-3%	-$20.1K	﹤0.01%	1624
2019 Q3	$613K	Sell	20,939 -1,305	-6%	-$38.2K	﹤0.01%	1599
2019 Q2	$657K	Buy	22,244 +2,394	+12%	+$69.8K	﹤0.01%	1531
2019 Q1	$570K	Buy	19,850 +1,095	+6%	+$30.5K	﹤0.01%	1605
2018 Q4	$464K	Buy	18,755 +4,033	+27%	+$114K	﹤0.01%	1588
2018 Q3	$465K	Buy	14,722 +14,470	+5,742%	+$458K	﹤0.01%	1661
2018 Q2	$7K	Hold	252	–	–	﹤0.01%	4442
2018 Q1	$7K	Buy	+252	New	+$7.26K	﹤0.01%	4442

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

BWP

BSW Wealth Partners Boulder, Colorado $899M AUM 28.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NUSC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen ESG Small-Cap ETF (NUSC) stake by 3.2% in Q4 2019, selling an estimated $20.1K and leaving 20,271 shares worth $629K. The position accounts for ﹤0.01% of the portfolio, ranked #1624.

Ladenburg Thalmann Financial Services first reported a position in NUSC in Q1 2018 and has held it in 8 quarters since. The position peaked at $657K in Q2 2019. 74 funds tracked by Wall St. Rank hold NUSC as of Q4 2019.

Ladenburg Thalmann Financial Services held 20,271 shares of Nuveen ESG Small-Cap ETF worth $629K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 668 Nuveen ESG Small-Cap ETF shares in Q4 2019, an estimated $20.1K.
Nuveen ESG Small-Cap ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1624 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen ESG Small-Cap ETF in Q1 2018 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's Nuveen ESG Small-Cap ETF position peaked at $657K in Q2 2019.
74 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.