Ladenburg Thalmann Financial Services’s Global X FinTech ETF FINX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FINX Stock Details FINX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$503K	Buy	16,549 +3,505	+27%	+$103K	﹤0.01%	1816
2019 Q3	$376K	Sell	13,044 -1,901	-13%	-$56K	﹤0.01%	1983
2019 Q2	$441K	Sell	14,945 -894	-6%	-$25.5K	﹤0.01%	1849
2019 Q1	$440K	Buy	15,839 +9,396	+146%	+$241K	﹤0.01%	1792
2018 Q4	$142K	Sell	6,443 -33,668	-84%	-$827K	﹤0.01%	2498
2018 Q3	$1.15M	Buy	40,111 +13,696	+52%	+$381K	0.01%	1039
2018 Q2	$617K	Hold	26,415	–	–	0.01%	1410
2018 Q1	$617K	Buy	+26,415	New	+$619K	0.01%	1410

Other funds holding FINX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWFA

Baltimore-Washington Financial Advisors Columbia, Maryland $2.32B AUM 16.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

BCM

Beck Capital Management Austin, Texas $437M AUM 59.35% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FINX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Global X FinTech ETF (FINX) stake by 27% in Q4 2019, buying an estimated $103K and bringing the position to 16,549 shares worth $503K. The position accounts for ﹤0.01% of the portfolio, ranked #1816.

Ladenburg Thalmann Financial Services first reported a position in FINX in Q1 2018 and has held it in 8 quarters since. The position peaked at $1.15M in Q3 2018. 70 funds tracked by Wall St. Rank hold FINX as of Q4 2019.

Ladenburg Thalmann Financial Services held 16,549 shares of Global X FinTech ETF worth $503K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 3,505 Global X FinTech ETF shares in Q4 2019, an estimated $103K.
Global X FinTech ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1816 holding.
Ladenburg Thalmann Financial Services first reported a position in Global X FinTech ETF in Q1 2018 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's Global X FinTech ETF position peaked at $1.15M in Q3 2018.
70 funds tracked by Wall St. Rank held Global X FinTech ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.