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Global X FinTech ETF

44 hedge funds and large institutions have $107M invested in Global X FinTech ETF in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 1

320% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 5

66% more capital invested

Capital invested by funds: $64.4M → $107M (+$42.3M)

38% more funds holding

Funds holding: 3244 (+12)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.96% less ownership

Funds ownership: 26.49%25.53% (-0.96%)

Holders
44
Holders Change
+12
Holders Change %
+37.5%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
21
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
1
Mirae Asset Global Investments
South Korea
$18.6M -$391K -14,070 -2%
UBS Group
2
UBS Group
Switzerland
$16M +$4.24M +152,747 +38%
Bank of America
3
Bank of America
North Carolina
$13.8M +$6.86M +246,836 +105%
LPL Financial
4
LPL Financial
California
$8M +$444K +15,971 +6%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.99M +$6.76M +243,155 New
UCFA
6
United Capital Financial Advisors
Texas
$6.83M -$1.2M -43,280 -15%
Morgan Stanley
7
Morgan Stanley
New York
$4.95M +$3.11M +111,932 +186%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.85M +$1.58M +56,862 +51%
NCM
9
Niemann Capital Management
Nevada
$4.41M -$190K -6,846 -4%
BWFA
10
Baltimore-Washington Financial Advisors
Maryland
$4.16M +$4.02M +144,560 New
Jane Street
11
Jane Street
New York
$4M +$3.87M +139,175 New
BCM
12
Barometer Capital Management
Ontario, Canada
$2.98M +$378K +13,600 +15%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.33M +$563K +20,253 +77%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.31M +$1.27M +45,640 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.15M +$381K +13,696 +52%
WA
16
WESPAC Advisors
California
$908K +$201K +7,220 +30%
CIBC World Market
17
CIBC World Market
Ontario, Canada
$750K +$725K +26,100 New
RJA
18
Raymond James & Associates
Florida
$731K +$278K +10,018 +65%
PAG
19
Private Advisor Group
New Jersey
$694K +$456K +16,401 +212%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$680K +$153K +5,516 +30%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$440K +$123K +4,433 +41%
OC
22
Oppenheimer & Co
New York
$379K +$2.44K +88 +0.7%
CLOS
23
Compagnie Lombard Odier SCmA
Switzerland
$298K -$31.8K -1,145 -10%
WS
24
Wedbush Securities
California
$277K +$11.2K +404 +4%
ED
25
Exane Derivatives
France
$273K

FINX Hedge Fund Activity: Q3 2018 in Review

44 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2018, worth a combined $107M — up 66% from $64.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FINX positions and 1 closed out — a net gain of 12 holders — while 21 added to existing stakes and 5 trimmed.

The largest buyer was Bank of America, adding an estimated $6.86M. The largest seller was United Capital Financial Advisors, cutting an estimated $1.2M.

  • 44 institutional investors held Global X FinTech ETF (FINX) as of Q3 2018, up from 32 in Q2 2018.
  • Funds reported $107M of Global X FinTech ETF stock for Q3 2018, up 66% quarter-over-quarter.
  • 13 funds opened new Global X FinTech ETF positions in Q3 2018 and 1 closed out, a net change of +12 holders.
  • The largest Global X FinTech ETF buyer in Q3 2018 was Bank of America, an estimated $6.86M added.
  • The largest Global X FinTech ETF seller in Q3 2018 was United Capital Financial Advisors, an estimated $1.2M sold.

Based on aggregated 13F filings for Q3 2018.