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Global X FinTech ETF

148 hedge funds and large institutions have $408M invested in Global X FinTech ETF in 2021 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 67 increasing their positions, 18 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

272% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 18

254% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 13

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

28% more funds holding

Funds holding: 116148 (+32)

16% more capital invested

Capital invested by funds: $351M → $408M (+$56.7M)

2.31% more ownership

Funds ownership: 31.43%33.75% (+2.3%)

Holders
148
Holders Change
+32
Holders Change %
+27.59%
% of All Funds
2.6%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
46
Increased
67
Reduced
18
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$64.6M +$7.59M +161,487 +12%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$60.1M +$6.23M +132,559 +11%
Morgan Stanley
3
Morgan Stanley
New York
$37.7M +$7.9M +167,968 +24%
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$28.2M +$24M +510,474 +397%
Bank of America
5
Bank of America
North Carolina
$23.3M +$3.34M +70,912 +16%
LPL Financial
6
LPL Financial
California
$19.9M +$6.7M +142,449 +46%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$14.3M
BWFA
8
Baltimore-Washington Financial Advisors
Maryland
$13.9M +$751K +15,962 +5%
Wells Fargo
9
Wells Fargo
California
$12.5M +$2.83M +60,238 +27%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$10.6M +$563K +11,967 +5%
JP Morgan Chase
11
JP Morgan Chase
New York
$8.53M +$4.06M +86,343 +81%
RJA
12
Raymond James & Associates
Florida
$8.13M +$3.78M +80,282 +77%
MML Investors Services
13
MML Investors Services
Massachusetts
$7.56M +$694K +14,753 +9%
SAS
14
Stelac Advisory Services
New York
$5.5M -$3.77M -80,122 -39%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.79M +$587K +12,484 +13%
HighTower Advisors
16
HighTower Advisors
Illinois
$4.78M +$1.4M +29,746 +38%
TWA
17
TPB Wealth Advisors
Texas
$4.4M +$4.7M +100,000 New
SIG
18
Sargent Investment Group
Maryland
$3.97M +$685K +14,571 +19%
CW
19
CreativeOne Wealth
Kansas
$3.62M +$1.74M +37,076 +83%
MFG
20
Merit Financial Group
Georgia
$3.47M -$1.46M -31,122 -28%
Stifel Financial
21
Stifel Financial
Missouri
$3.31M +$2.43M +51,571 +221%
TAM
22
Tocqueville Asset Management
New York
$2.91M +$201K +4,269 +7%
SFS
23
Sowell Financial Services
Arkansas
$2.72M +$1.08M +22,899 +58%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$2.68M +$671K +14,262 +31%
Ameriprise
25
Ameriprise
Minnesota
$2.58M +$2.78M +59,083 New

FINX Hedge Fund Activity: Q1 2021 in Review

148 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q1 2021, worth a combined $408M — up 16% from $351M a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new FINX positions and 13 closed out — a net gain of 33 holders — while 67 added to existing stakes and 18 trimmed.

The largest buyer was Mirae Asset Global Investments, adding an estimated $24M. The largest seller was Stelac Advisory Services, cutting an estimated $3.77M.

  • 148 institutional investors held Global X FinTech ETF (FINX) as of Q1 2021, up from 116 in Q4 2020.
  • Funds reported $408M of Global X FinTech ETF stock for Q1 2021, up 16% quarter-over-quarter.
  • 46 funds opened new Global X FinTech ETF positions in Q1 2021 and 13 closed out, a net change of +33 holders.
  • The largest Global X FinTech ETF buyer in Q1 2021 was Mirae Asset Global Investments, an estimated $24M added.
  • The largest Global X FinTech ETF seller in Q1 2021 was Stelac Advisory Services, an estimated $3.77M sold.

Based on aggregated 13F filings for Q1 2021.