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Global X FinTech ETF

63 hedge funds and large institutions have $117M invested in Global X FinTech ETF in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 21

0.15% less ownership

Funds ownership: 28.22%28.07% (-0.15%)

10% less funds holding

Funds holding: 7063 (-7)

12% less capital invested

Capital invested by funds: $132M → $117M (-$15.3M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

Holders
63
Holders Change
-7
Holders Change %
-10%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
21
Reduced
21
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$19.1M +$2.91M +97,965 +14%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$14.2M +$1.59M +53,643 +10%
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$12.7M
Morgan Stanley
4
Morgan Stanley
New York
$12.6M +$746K +25,081 +5%
Bank of America
5
Bank of America
North Carolina
$9.39M -$205K -6,908 -2%
BWFA
6
Baltimore-Washington Financial Advisors
Maryland
$6.39M +$652K +21,938 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.33M -$1.7M -57,214 -24%
LPL Financial
8
LPL Financial
California
$3.88M +$130K +4,385 +3%
RJA
9
Raymond James & Associates
Florida
$2.94M -$1.08M -36,233 -23%
BCI
10
Brinker Capital Investments
Pennsylvania
$2.45M
SI
11
Stephens Inc
Arkansas
$2.27M -$522K -17,546 -16%
SFS
12
Sowell Financial Services
Arkansas
$1.96M +$2.41M +80,912 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.94M -$27.9K -937 -1%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$1.6M +$995K +33,475 +102%
Stifel Financial
15
Stifel Financial
Missouri
$1.43M -$1.33M -44,887 -43%
TAM
16
Tocqueville Asset Management
New York
$1.38M +$1.69M +56,939 New
Wells Fargo
17
Wells Fargo
California
$1.34M +$426K +14,327 +35%
JP Morgan Chase
18
JP Morgan Chase
New York
$1.26M +$583K +19,623 +60%
HighTower Advisors
19
HighTower Advisors
Illinois
$1.17M -$31.2K -1,048 -2%
MIFH
20
Migdal Insurance & Financial Holdings
Israel
$1.02M +$89.9K +3,025 +8%
MML Investors Services
21
MML Investors Services
Massachusetts
$983K +$208K +6,986 +21%
PAG
22
Private Advisor Group
New Jersey
$977K +$4.25K +143 +0.4%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$976K +$1.2M +40,414 New
MFG
24
Merit Financial Group
Georgia
$951K +$573K +19,286 +96%
Jane Street
25
Jane Street
New York
$923K +$786K +26,447 +225%

FINX Hedge Fund Activity: Q1 2020 in Review

63 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q1 2020, worth a combined $117M — down 12% from $132M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FINX and 13 opened new positions — a net loss of 5 holders — while 21 trimmed existing stakes and 21 added.

The largest buyer was UBS Group, adding an estimated $2.91M. The largest seller was Beck Capital Management, exiting entirely with an estimated $3.25M sold.

  • 63 institutional investors held Global X FinTech ETF (FINX) as of Q1 2020, down from 70 in Q4 2019.
  • Funds reported $117M of Global X FinTech ETF stock for Q1 2020, down 12% quarter-over-quarter.
  • 13 funds opened new Global X FinTech ETF positions in Q1 2020 and 18 closed out, a net change of -5 holders.
  • The largest Global X FinTech ETF buyer in Q1 2020 was UBS Group, an estimated $2.91M added.
  • The largest Global X FinTech ETF seller in Q1 2020 was Beck Capital Management, an estimated $3.25M sold.

Based on aggregated 13F filings for Q1 2020.